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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.76% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Waste Management
WM
$95.7B
| $7.69M | 0.2% |
37,723
-477
| -1% | -$107K |
2014 Q4
47 quarters
|
|
102
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
| $7.68M | 0.2% |
72,629
-712
| -1% | -$77.9K |
2014 Q4
47 quarters
|
|
103
Putnam Focused Large Cap Value ETF
PVAL
$14.8B
| $7.61M | 0.2% |
144,674
+13,928
| +11% | +$742K |
2024 Q3
8 quarters
|
|
104
State Street Health Care Select Sector SPDR ETF
XLV
$46.6B
| $7.45M | 0.19% |
44,314
-120
| -0.3% | -$20K |
2014 Q4
47 quarters
|
|
105
Fidelity Total Bond ETF
FBND
$28.4B
| $7.44M | 0.19% |
171,894
-3,592
| -2% | -$161K |
2016 Q3
40 quarters
|
|
106
State Street Utilities Select Sector SPDR ETF
XLU
$24.9B
| $7.44M | 0.19% |
188,096
+3,772
| +2% | +$164K |
2014 Q4
47 quarters
|
|
107
Palo Alto Networks
PANW
$311B
| $7.43M | 0.19% |
18,952
+1,922
| +11% | +$684K |
2020 Q2
25 quarters
|
|
108
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
| $7.36M | 0.19% |
228,064
-5,201
| -2% | -$172K |
2022 Q4
15 quarters
|
|
109
Bank of America
BAC
$350B
| $7.36M | 0.19% |
136,123
+5,551
| +4% | +$338K |
2014 Q4
47 quarters
|
|
110
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.4B
| $7.33M | 0.19% |
79,114
+12,396
| +19% | +$1.11M |
2019 Q1
30 quarters
|
|
111
First Trust RBA American Industrial Renaissance ETF
AIRR
$8.31B
| $7.33M | 0.19% |
70,987
+3,603
| +5% | +$416K |
2021 Q2
21 quarters
|
|
112
iShares S&P Small-Cap 600 Value ETF
IJS
$7.64B
| $7.32M | 0.19% |
57,119
-500
| -0.9% | -$67.9K |
2014 Q4
47 quarters
|
|
113
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
| $7.31M | 0.19% |
75,073
-3,531
| -4% | -$350K |
2014 Q4
47 quarters
|
|
114
Return Stacked US Stocks & Managed Futures ETF
RSST
$572M
| $7.25M | 0.19% |
204,572
-10,833
| -5% | -$366K |
2024 Q2
9 quarters
|
|
115
iShares Core US Aggregate Bond ETF
AGG
$139B
| $7.01M | 0.18% |
74,183
-31,396
| -30% | -$3.05M |
2014 Q4
47 quarters
|
|
116
Capital Group Core Balanced ETF
CGBL
$7.71B
| $6.93M | 0.18% |
188,565
+26,203
| +16% | +$988K |
2024 Q4
7 quarters
|
|
117
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.2B
| $6.92M | 0.18% |
140,991
+2,602
| +2% | +$134K |
2014 Q4
47 quarters
|
|
118
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.7B
| $6.86M | 0.18% |
68,178
+6,376
| +10% | +$642K |
2014 Q4
47 quarters
|
|
119
iShares US Technology ETF
IYW
$24.3B
| $6.76M | 0.17% |
26,049
-329
| -1% | -$82.1K |
2016 Q3
40 quarters
|
|
120
Ocean Park Domestic ETF
DUKQ
$10M
| $6.6M | 0.17% |
211,407
-9,476
| -4% | -$299K |
2024 Q4
7 quarters
|
|
121
Coca-Cola
KO
$399B
| $6.59M | 0.17% |
76,623
-1,326
| -2% | -$115K |
2014 Q4
47 quarters
|
|
122
Capital Group International Core Equity ETF
CGIC
$2.52B
| $6.51M | 0.17% |
181,162
+9,793
| +6% | +$357K |
2025 Q2
5 quarters
|
|
123
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
| $6.49M | 0.17% |
57,564
-11,146
| -16% | -$1.26M |
2019 Q3
28 quarters
|
|
124
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$42.6M
| $6.44M | 0.17% |
233,330
+9,478
| +4% | +$270K |
2025 Q2
5 quarters
|
|
125
Vanguard Total International Stock ETF
VXUS
$159B
| $6.38M | 0.16% |
75,298
+121
| +0.2% | +$10.4K |
2016 Q2
41 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.