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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOV icon
101
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$7.01M 0.19%
69,634
+6,814
+11% +$685K
MOAT icon
102
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$6.97M 0.19%
72,054
-4,343
-6% -$450K
ZALT icon
103
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
$6.91M 0.19%
212,860
+30,071
+16% +$983K
ONEQ icon
104
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$6.87M 0.19%
80,961
+11,377
+16% +$1.02M
FTEC icon
105
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$6.78M 0.19%
32,602
-430
-1% -$94.5K
VRT icon
106
Vertiv
VRT
$112B
$6.77M 0.19%
27,023
-560
-2% -$124K
IJS icon
107
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$6.69M 0.19%
56,475
+3,776
+7% +$456K
HON icon
108
Honeywell
HON
$77B
$6.64M 0.18%
29,391
-2,365
-7% -$540K
XLI icon
109
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.64M 0.18%
41,045
+3,467
+9% +$582K
ITOT icon
110
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$6.61M 0.18%
46,374
-853
-2% -$127K
GEV icon
111
GE Vernova
GEV
$270B
$6.59M 0.18%
7,550
+1,536
+26% +$1.2M
CGGR icon
112
Capital Group Growth ETF
CGGR
$23.5B
$6.36M 0.18%
158,333
+23,137
+17% +$999K
AIRR icon
113
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$6.35M 0.18%
57,276
+9,151
+19% +$1.04M
SPMO icon
114
Invesco S&P 500 Momentum ETF
SPMO
$21.1B
$6.26M 0.17%
55,845
+3,086
+6% +$365K
VWO icon
115
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.24M 0.17%
115,517
-396
-0.3% -$22.2K
FBCG icon
116
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$6.22M 0.17%
124,060
+6,031
+5% +$321K
IDEF
117
iShares Defense Industrials Active ETF
IDEF
$4.18B
$6.21M 0.17%
+189,702
New +$6.61M
QQWZ
118
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$37.6M
$6.14M 0.17%
233,206
+10,327
+5% +$273K
AMGN icon
119
Amgen
AMGN
$203B
$6.07M 0.17%
17,240
-752
-4% -$268K
RSST icon
120
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$6.05M 0.17%
214,100
-3,934
-2% -$116K
MSTB icon
121
LHA Market State Tactical Beta ETF
MSTB
$191M
$6.05M 0.17%
158,075
+12,344
+8% +$491K
FTSM icon
122
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$6.05M 0.17%
101,163
+32,207
+47% +$1.93M
PEP icon
123
PepsiCo
PEP
$186B
$6.04M 0.17%
38,881
-2,512
-6% -$391K
JAAA icon
124
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$6.01M 0.17%
119,257
+10,592
+10% +$536K
IYW icon
125
iShares US Technology ETF
IYW
$23.7B
$5.99M 0.17%
33,024
-515
-2% -$99.5K
3 4
5
6 7

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SCM
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BPS
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VPC
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.