SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
101	101 First Trust NASDAQ Cybersecurity ETF CIBR $9.8B	$6.09M	0.19%	96,600 +14,971	+18%	+$943K
102	102 Innovator Defined Wealth Shield ETF BALT $1.56B	$6.08M	0.19%	193,778 +5,477	+3%	+$172K
103	103 CrowdStrike CRWD $117B	$6.06M	0.19%	17,189 +2,908	+20%	+$1.03M
104	104 First Trust Growth Strength ETF FTGS $1.15B	$5.89M	0.19%	198,019 -884	-0.4%	-$26.3K
105	105 First Trust Enhanced Short Maturity ETF FTSM $6.35B	$5.88M	0.19%	98,281 +161	+0.2%	+$9.63K
106	106 iShares Russell 1000 Growth ETF IWF $112B	$5.88M	0.19%	16,276 +3,249	+25%	+$1.17M
107	107 iShares S&P Small-Cap 600 Growth ETF IJT $6.07B	$5.78M	0.18%	46,426 -7,657	-14%	-$953K
108	108 Coca-Cola KO $296B	$5.75M	0.18%	80,219 +107	+0.1%	+$7.66K
109	109 iShares US Technology ETF IYW $22B	$5.72M	0.18%	40,735 +8,492	+26%	+$1.19M
110	110 Honeywell HON $150B	$5.72M	0.18%	27,016 +3,138	+13%	+$664K
111	111 Main Sector Rotation ETF SECT $2.1B	$5.7M	0.18%	111,622 +26,726	+31%	+$1.36M
112	112 Fidelity MSCI Health Care Index ETF FHLC $2.42B	$5.64M	0.18%	82,569 -19,742	-19%	-$1.35M
113	113 Vanguard Small-Cap ETF VB $63.5B	$5.6M	0.18%	25,250 +3,777	+18%	+$838K
114	114 PGIM Ultra Short Bond ETF PULS $11.8B	$5.59M	0.18%	112,460 +24,644	+28%	+$1.23M
115	115 Consumers Staples Select Sector SPDR Fund XLP $15.7B	$5.52M	0.18%	67,556 +3,288	+5%	+$269K
116	116 Duke Energy DUK $91.1B	$5.39M	0.17%	44,218 -2,297	-5%	-$280K
117	117 Amgen AMGN $159B	$5.29M	0.17%	16,966 -1,436	-8%	-$447K
118	118 AT&T T $194B	$5.28M	0.17%	186,735 -47,629	-20%	-$1.35M
119	119 iShares Global Energy ETF IXC $1.76B	$5.24M	0.17%	124,554 +1,004	+0.8%	+$42.2K
120	120 Vanguard Growth ETF VUG $177B	$5.23M	0.17%	14,114 +2,593	+23%	+$962K
121	121 Return Stacked US Stocks & Managed Futures ETF RSST $244M	$5.21M	0.17%	235,896 -7,097	-3%	-$157K
122	122 VanEck Semiconductor ETF SMH $27.3B	$5.18M	0.17%	24,501 -1,052	-4%	-$222K
123	123 Mastercard MA $500B	$5.17M	0.16%	9,431 -144	-2%	-$78.9K
124	124 Oracle ORCL $659B	$5.08M	0.16%	36,346 +6,511	+22%	+$910K
125	125 LHA Market State Tactical Beta ETF MSTB $153M	$5.04M	0.16%	155,963 +424	+0.3%	+$13.7K