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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
AT&T
T
$148B
| $3.14M | 0.08% |
128,511
-5,875
| -4% | -$142K |
2014 Q4
47 quarters
|
|
252
Cardinal Health
CAH
$64B
| $3.13M | 0.08% |
14,076
-50
| -0.4% | -$11.6K |
2017 Q3
36 quarters
|
|
253
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$21B
| $3.11M | 0.08% |
63,101
+8,968
| +17% | +$445K |
2017 Q3
36 quarters
|
|
254
First Trust Indxx NextG ETF
NXTG
$516M
| $3.1M | 0.08% |
20,147
-821
| -4% | -$124K |
2020 Q3
24 quarters
|
|
255
iShares 20+ Year Treasury Bond ETF
TLT
$48.5B
| $3.1M | 0.08% |
39,791
-11,913
| -23% | -$982K |
2014 Q4
47 quarters
|
|
256
NEOS S&P 500 High Income ETF
SPYI
$12.5B
| $3.09M | 0.08% |
58,104
+579
| +1% | +$30.9K |
2025 Q3
4 quarters
|
|
257
First Trust Active Factor Large Cap ETF
AFLG
$916M
| $3.07M | 0.08% |
70,339
-4,188
| -6% | -$186K |
2025 Q1
6 quarters
|
|
258
Credo Technology Group
CRDO
$24.4B
| $3.06M | 0.08% |
15,734
+10,021
| +175% | +$2.16M |
2025 Q1
6 quarters
|
|
259
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
| $3.06M | 0.08% |
28,113
-682
| -2% | -$78.4K |
2014 Q4
47 quarters
|
|
260
Sandisk
SNDK
$122B
| $3.06M | 0.08% |
1,756
+512
| +41% | +$801K |
2026 Q1
2 quarters
|
|
261
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.5B
| $3.02M | 0.08% |
27,561
-731
| -3% | -$82.9K |
2014 Q4
47 quarters
|
|
262
Clorox
CLX
$12.9B
| $3.01M | 0.08% |
37,175
+3,916
| +12% | +$377K |
2014 Q4
47 quarters
|
|
263
Salesforce
CRM
$176B
| $3.01M | 0.08% |
13,094
-5,797
| -31% | -$1.2M |
2015 Q3
44 quarters
|
|
264
BNY Mellon US Large Cap Core Equity ETF
BKLC
$6.88B
| $2.98M | 0.08% |
60,965
-1,861
| -3% | -$90.4K |
2025 Q2
5 quarters
|
|
265
Philip Morris
PM
$303B
| $2.95M | 0.08% |
15,468
-2,014
| -12% | -$381K |
2014 Q4
47 quarters
|
|
266
Ford
F
$49B
| $2.95M | 0.08% |
244,258
+6,174
| +3% | +$85.6K |
2014 Q4
47 quarters
|
|
267
Energy Transfer Partners
ET
$66.9B
| $2.94M | 0.08% |
148,863
+1,699
| +1% | +$35K |
2016 Q1
42 quarters
|
|
268
JPMorgan International Value ETF
JIVE
$4.6B
| $2.94M | 0.08% |
30,874
+1,998
| +7% | +$192K |
2025 Q2
5 quarters
|
|
269
Circle Internet Group
CRCL
$16.7B
| $2.92M | 0.08% |
35,521
+3,925
| +12% | +$303K |
2026 Q1
2 quarters
|
|
270
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.37B
| $2.92M | 0.08% |
151,103
-6,193
| -4% | -$112K |
2020 Q1
26 quarters
|
|
271
iShares Select Dividend ETF
DVY
$23.7B
| $2.91M | 0.08% |
19,243
-1,337
| -6% | -$215K |
2014 Q4
47 quarters
|
|
272
iShares Core Universal USD Bond ETF
IUSB
$50.1B
| $2.9M | 0.07% |
65,573
+10,241
| +19% | +$464K |
2016 Q1
42 quarters
|
|
273
Automatic Data Processing
ADP
$121B
| $2.9M | 0.07% |
11,234
+4,145
| +58% | +$1.1M |
2014 Q4
47 quarters
|
|
274
Capital One
COF
$118B
| $2.89M | 0.07% |
14,956
-173
| -1% | -$36.3K |
2021 Q1
22 quarters
|
|
275
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.15B
| $2.87M | 0.07% |
8,712
+2,151
| +33% | +$674K |
2023 Q3
12 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.