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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
251
Uber
UBER
$155B
$3.26M 0.08%
45,177
-5,481
-11% -$402K
AFLG icon
252
First Trust Active Factor Large Cap ETF
AFLG
$772M
$3.24M 0.08%
74,527
+668
+0.9% +$28.4K
DVY icon
253
iShares Select Dividend ETF
DVY
$23.9B
$3.22M 0.08%
20,580
-1,104
-5% -$170K
NXTG icon
254
First Trust Indxx NextG ETF
NXTG
$572M
$3.22M 0.08%
20,968
+9,422
+82% +$1.34M
XHLF icon
255
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$2.01B
$3.21M 0.08%
63,786
-93,054
-59% -$4.68M
ANET icon
256
Arista Networks
ANET
$244B
$3.2M 0.08%
18,815
+3,898
+26% +$612K
TRV icon
257
Travelers Companies
TRV
$77B
$3.18M 0.08%
9,627
+4,771
+98% +$1.45M
CLX icon
258
Clorox
CLX
$11.3B
$3.17M 0.08%
33,259
+3,609
+12% +$346K
ARCC icon
259
Ares Capital
ARCC
$14.4B
$3.17M 0.08%
171,155
+13,036
+8% +$243K
TJX icon
260
TJX Companies
TJX
$145B
$3.17M 0.08%
20,903
+9,417
+82% +$1.49M
PM icon
261
Philip Morris
PM
$284B
$3.16M 0.08%
17,482
+328
+2% +$56.9K
ISRG icon
262
Intuitive Surgical
ISRG
$130B
$3.16M 0.08%
7,940
-104
-1% -$45.4K
HONA
263
Honeywell Aerospace
HONA
$51B
$3.15M 0.08%
+14,251
New +$3.14M
FPE icon
264
First Trust Preferred Securities and Income ETF
FPE
$6.28B
$3.11M 0.08%
174,163
-86,035
-33% -$1.55M
PWR icon
265
Quanta Services
PWR
$93.9B
$3.08M 0.08%
4,280
+2,127
+99% +$1.45M
WCPB
266
Weitz Core Plus Bond ETF
WCPB
$240M
$3.06M 0.08%
120,884
-8,763
-7% -$222K
SPYI icon
267
NEOS S&P 500 High Income ETF
SPYI
$11.8B
$3.05M 0.08%
57,525
+2,292
+4% +$121K
COF icon
268
Capital One
COF
$135B
$3.04M 0.08%
15,129
+334
+2% +$63.9K
CMS icon
269
CMS Energy
CMS
$21.5B
$3.03M 0.08%
39,672
+5,300
+15% +$397K
IYY icon
270
iShares Dow Jones US ETF
IYY
$3.06B
$3.01M 0.08%
16,490
+169
+1% +$29.8K
BKLC icon
271
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.82B
$3M 0.08%
62,826
+14,829
+31% +$687K
JPST icon
272
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$3M 0.08%
59,256
-3,984
-6% -$201K
CRM icon
273
Salesforce
CRM
$213B
$2.96M 0.07%
18,891
+1,517
+9% +$267K
DFAT icon
274
Dimensional US Targeted Value ETF
DFAT
$14.7B
$2.96M 0.07%
42,331
+477
+1% +$31.9K
FENI icon
275
Fidelity Enhanced International ETF
FENI
$11.5B
$2.95M 0.07%
73,634
-743
-1% -$29.4K
9 10
11
12 13

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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.