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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
251
Alerian MLP ETF
AMLP
$13B
$3.12M 0.09%
59,243
+1,850
+3% +$94.2K
STIP icon
252
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$3.08M 0.09%
29,786
-1,273
-4% -$131K
FNDF icon
253
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$3.08M 0.09%
62,891
-3,159
-5% -$155K
CLX icon
254
Clorox
CLX
$11.6B
$3.07M 0.09%
29,650
+10,522
+55% +$1.19M
DDFL
255
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$129M
$3.06M 0.09%
149,110
-1,225
-0.8% -$25.2K
KHC icon
256
Kraft Heinz
KHC
$30.4B
$3.05M 0.08%
135,452
+42,411
+46% +$998K
PRU icon
257
Prudential Financial
PRU
$41.7B
$3.02M 0.08%
30,938
-99
-0.3% -$10.3K
XMMO icon
258
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.97M 0.08%
20,465
-1,038
-5% -$150K
FTGS icon
259
First Trust Growth Strength ETF
FTGS
$1.26B
$2.96M 0.08%
86,916
+834
+1% +$29.6K
OEF icon
260
iShares S&P 100 ETF
OEF
$19.8B
$2.95M 0.08%
9,264
-1,266
-12% -$424K
CLS icon
261
Celestica
CLS
$35.1B
$2.93M 0.08%
10,396
-3,511
-25% -$1.02M
IJK icon
262
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$2.92M 0.08%
29,046
-1,458
-5% -$150K
XLG icon
263
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$2.92M 0.08%
53,455
-5,173
-9% -$297K
ARCC icon
264
Ares Capital
ARCC
$13.5B
$2.85M 0.08%
158,119
-5,358
-3% -$104K
AFLG icon
265
First Trust Active Factor Large Cap ETF
AFLG
$687M
$2.85M 0.08%
73,859
-43,766
-37% -$1.74M
IWV icon
266
iShares Russell 3000 ETF
IWV
$19.5B
$2.85M 0.08%
7,684
+2,085
+37% +$807K
PM icon
267
Philip Morris
PM
$301B
$2.84M 0.08%
17,154
-689
-4% -$120K
GILD icon
268
Gilead Sciences
GILD
$161B
$2.83M 0.08%
20,278
-7,783
-28% -$1.09M
NOBL icon
269
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.8M 0.08%
52,846
-1,696
-3% -$93K
FENI icon
270
Fidelity Enhanced International ETF
FENI
$10.4B
$2.77M 0.08%
74,377
+5,573
+8% +$214K
MISL icon
271
First Trust Indxx Aerospace & Defense ETF
MISL
$750M
$2.74M 0.08%
61,324
+606
+1% +$29.2K
GD icon
272
General Dynamics
GD
$105B
$2.73M 0.08%
7,959
-21
-0.3% -$7.45K
SPYI icon
273
NEOS S&P 500 High Income ETF
SPYI
$10.4B
$2.73M 0.08%
55,233
+14,612
+36% +$757K
VTIP icon
274
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.72M 0.08%
54,539
-600
-1% -$29.8K
FTLS icon
275
First Trust Long/Short Equity ETF
FTLS
$2.46B
$2.7M 0.08%
38,410
+240
+0.6% +$17K
9 10
11
12 13

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.