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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
276
Capital One
COF
$124B
$2.7M 0.08%
14,795
-3,211
-18% -$672K
B
277
Barrick Mining
B
$62.2B
$2.69M 0.07%
66,070
-2,074
-3% -$95.8K
QCOM icon
278
Qualcomm
QCOM
$176B
$2.69M 0.07%
20,883
-1,662
-7% -$243K
BINC icon
279
BlackRock Flexible Income ETF
BINC
$16B
$2.69M 0.07%
51,731
-823
-2% -$43.4K
SYK icon
280
Stryker
SYK
$127B
$2.67M 0.07%
8,137
-36
-0.4% -$12.9K
CMS icon
281
CMS Energy
CMS
$23.1B
$2.67M 0.07%
34,372
+951
+3% +$70.6K
PDBC icon
282
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$2.67M 0.07%
153,874
-962
-0.6% -$14.5K
VDE icon
283
Vanguard Energy ETF
VDE
$10.1B
$2.65M 0.07%
15,321
+2,045
+15% +$309K
IDCC icon
284
InterDigital
IDCC
$6.68B
$2.65M 0.07%
8,769
+448
+5% +$152K
QDPL icon
285
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$2.64M 0.07%
65,738
-20,074
-23% -$846K
PANW icon
286
Palo Alto Networks
PANW
$264B
$2.63M 0.07%
16,422
-4,185
-20% -$703K
DFAT icon
287
Dimensional US Targeted Value ETF
DFAT
$14.5B
$2.61M 0.07%
41,854
-79
-0.2% -$5.02K
ANGL icon
288
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.61M 0.07%
90,777
+4,021
+5% +$118K
OUNZ icon
289
VanEck Merk Gold Trust
OUNZ
$2.51B
$2.6M 0.07%
57,808
+9,219
+19% +$432K
IYY icon
290
iShares Dow Jones US ETF
IYY
$2.92B
$2.59M 0.07%
16,321
+5,453
+50% +$902K
FUTY icon
291
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$2.58M 0.07%
43,685
+677
+2% +$39.2K
LVHI icon
292
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$2.57M 0.07%
63,421
+1,688
+3% +$66.4K
EFV icon
293
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2.55M 0.07%
34,280
-1,428
-4% -$107K
TXN icon
294
Texas Instruments
TXN
$255B
$2.53M 0.07%
13,022
-311
-2% -$63K
MSIF
295
MSC Income Fund Inc
MSIF
$495M
$2.53M 0.07%
207,539
+73,847
+55% +$955K
XLB icon
296
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.52M 0.07%
50,512
-1,066
-2% -$53.5K
VOT icon
297
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.51M 0.07%
9,753
+3,013
+45% +$827K
MMM icon
298
3M
MMM
$89B
$2.48M 0.07%
17,078
-744
-4% -$118K
JIVE icon
299
JPMorgan International Value ETF
JIVE
$3.3B
$2.46M 0.07%
28,705
-1,652
-5% -$143K
RSBA
300
Return Stacked Bonds & Merger Arbitrage ETF
RSBA
$49.4M
$2.42M 0.07%
116,382
+105,468
+966% +$2.21M
10 11
12
13 14

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.