SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$93.1M

Cap. Flow % of AUM

2.97%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.78%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
276	276 Materials Select Sector SPDR Fund XLB $4.74B	$2.05M	0.07%	23,801 +1,636	+7%	+$141K
277	277 LHA Risk-Managed Income ETF RMIF $35.4M	$2.04M	0.07%	81,860 -737	-0.9%	-$18.4K
278	278 Invesco S&P MidCap Momentum ETF XMMO $3.72B	$2.04M	0.06%	17,894 +3,181	+22%	+$362K
279	279 BlackRock Flexible Income ETF BINC $9.08B	$2.02M	0.06%	38,580 +29,806	+340%	+$1.56M
280	280 Vanguard Mega Cap Value ETF MGV $8.89B	$2.02M	0.06%	15,653 +311	+2%	+$40.1K
281	281 iShares 10-20 Year Treasury Bond ETF TLH $10.7B	$2.01M	0.06%	19,401 +5,201	+37%	+$540K
282	282 Main BuyWrite ETF BUYW $686M	$2M	0.06%	145,372 +53,681	+59%	+$737K
283	283 FT Vest US Equity Buffer ETF December FDEC $969M	$1.99M	0.06%	45,844 -10,869	-19%	-$472K
284	284 Thermo Fisher Scientific TMO $149B	$1.99M	0.06%	3,989 +169	+4%	+$84.1K
285	285 Fidelity MSCI Consumer Discretionary Index ETF FDIS $1.74B	$1.98M	0.06%	23,442 -3,237	-12%	-$274K
286	PKST 286 Peakstone Realty Trust PKST $441M	$1.98M	0.06%	156,871 +12,158	+8%	+$153K
287	287 ConocoPhillips COP $108B	$1.97M	0.06%	18,806 -1,110	-6%	-$117K
288	288 iShares Core S&P US Growth ETF IUSG $21.5B	$1.96M	0.06%	15,432 -1,521	-9%	-$193K
289	289 Dimensional US Targeted Value ETF DFAT $10.1B	$1.96M	0.06%	38,068 +349	+0.9%	+$18K
290	290 iShares S&P Mid-Cap 400 Value ETF IJJ $7.46B	$1.96M	0.06%	16,353 -5,762	-26%	-$690K
291	291 DT Midstream DTM $10.6B	$1.96M	0.06%	20,284 +1,062	+6%	+$102K
292	292 Fiserv FI $88.3B	$1.95M	0.06%	8,821 +4,288	+95%	+$947K
293	293 Invesco BulletShares 2025 Corporate Bond ETF BSCP $3.44B	$1.95M	0.06%	94,147 -2,335	-2%	-$48.3K
294	294 MicroStrategy MSTR $102B	$1.94M	0.06%	6,719 +1,002	+18%	+$289K
295	295 Williams Companies WMB $72B	$1.93M	0.06%	32,378 +645	+2%	+$38.5K
296	296 JPMorgan US Value Factor ETF JVAL $525M	$1.92M	0.06%	46,461 -2,689	-5%	-$111K
297	297 First Trust Managed Municipal ETF FMB $1.89B	$1.92M	0.06%	38,143 -1,902	-5%	-$95.9K
298	298 Vanguard Total Bond Market BND $126B	$1.91M	0.06%	26,055 +1,463	+6%	+$107K
299	299 NiSource NI $18.4B	$1.91M	0.06%	47,545 -13,045	-22%	-$523K
300	300 SPDR Blackstone Senior Loan ETF SRLN $6.79B	$1.89M	0.06%	46,019 +1,184	+3%	+$48.7K