We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
326
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.06M 0.06%
47,234
-4,027
-8% -$168K
FSTA icon
327
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$2.04M 0.06%
38,929
+7,380
+23% +$394K
MPC icon
328
Marathon Petroleum
MPC
$90.3B
$2.02M 0.06%
8,273
-227
-3% -$45.8K
GFI icon
329
Gold Fields
GFI
$29.2B
$2.01M 0.06%
44,377
-11,030
-20% -$555K
ILDR icon
330
First Trust Innovation Leaders ETF
ILDR
$292M
$2.01M 0.06%
67,350
+26,110
+63% +$831K
SPSB icon
331
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2M 0.06%
66,623
-9,384
-12% -$283K
ORLY icon
332
O'Reilly Automotive
ORLY
$72.4B
$2M 0.06%
21,700
+2,804
+15% +$263K
TROW icon
333
T. Rowe Price
TROW
$25B
$2M 0.06%
22,197
+3,266
+17% +$316K
HL icon
334
Hecla Mining
HL
$10.2B
$2M 0.06%
107,229
+85,583
+395% +$1.93M
BKLC icon
335
BNY Mellon US Large Cap Core Equity ETF
BKLC
$1.79B
$2M 0.06%
47,997
-120
-0.2% -$5.21K
FDX icon
336
FedEx
FDX
$74.5B
$1.97M 0.05%
5,528
-110
-2% -$38.2K
NOW icon
337
ServiceNow
NOW
$102B
$1.96M 0.05%
18,765
+2,694
+17% +$317K
VPU
338
Vanguard Utilities ETF
VPU
$8.83B
$1.95M 0.05%
9,835
-18,934
-66% -$3.68M
RWK icon
339
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$1.95M 0.05%
15,192
-738
-5% -$97.4K
XBI icon
340
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.94M 0.05%
15,203
-5,285
-26% -$660K
FE icon
341
FirstEnergy
FE
$28.9B
$1.94M 0.05%
38,313
-2,385
-6% -$116K
DIS icon
342
Walt Disney
DIS
$165B
$1.91M 0.05%
19,853
-7,960
-29% -$841K
CWS icon
343
AdvisorShares Focused Equity ETF
CWS
$131M
$1.91M 0.05%
29,460
+10,484
+55% +$715K
NKE icon
344
Nike
NKE
$61.9B
$1.91M 0.05%
36,093
+4,026
+13% +$244K
LYB icon
345
LyondellBasell Industries
LYB
$19.5B
$1.9M 0.05%
23,589
+14,153
+150% +$839K
SCCO icon
346
Southern Copper
SCCO
$141B
$1.9M 0.05%
11,136
+8,812
+379% +$1.61M
CEG icon
347
Constellation Energy
CEG
$98B
$1.9M 0.05%
6,793
+72
+1% +$21.9K
FSLY icon
348
Fastly Inc
FSLY
$3.17B
$1.89M 0.05%
+65,057
New +$1.07M
FV icon
349
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.89M 0.05%
31,244
-106
-0.3% -$6.84K
MAIN icon
350
Main Street Capital
MAIN
$4.97B
$1.88M 0.05%
35,492
-1,148
-3% -$68K
12 13
14
15 16

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.