We are live on !
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
Constellation Energy
CEG
$97.8B
| $2.16M | 0.06% |
8,479
+298
| +4% | +$79.7K |
2022 Q2
17 quarters
|
|
327
iShares US Tech Breakthrough Multisector ETF
TECB
$481M
| $2.15M | 0.06% |
27,214
-3,360
| -11% | -$249K |
2021 Q4
19 quarters
|
|
328
Cloudflare
NET
$105B
| $2.15M | 0.06% |
6,194
+2,216
| +56% | +$656K |
2020 Q2
25 quarters
|
|
329
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
| $2.14M | 0.06% |
29,272
-1,063
| -4% | -$76.9K |
2014 Q4
47 quarters
|
|
330
PIMCO Multi Sector Bond Active ETF
PYLD
$16.8B
| $2.13M | 0.05% |
83,890
+54,088
| +181% | +$1.41M |
2025 Q1
6 quarters
|
|
331
Thermo Fisher Scientific
TMO
$267B
| $2.13M | 0.05% |
3,148
-226
| -7% | -$134K |
2017 Q3
36 quarters
|
|
332
Cambria Shareholder Yield ETF
SYLD
$1.03B
| $2.11M | 0.05% |
26,186
+913
| +4% | +$76.6K |
2024 Q1
10 quarters
|
|
333
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.81B
| $2.11M | 0.05% |
46,029
-434
| -0.9% | -$20K |
2024 Q1
10 quarters
|
|
334
Conagra Brands
CAG
$7.3B
| $2.1M | 0.05% |
156,258
-2,696
| -2% | -$40.4K |
2026 Q1
2 quarters
|
|
335
Starbucks
SBUX
$125B
| $2.09M | 0.05% |
22,260
+106
| +0.5% | +$10.9K |
2014 Q4
47 quarters
|
|
336
Corning
GLW
$100B
| $2.08M | 0.05% |
13,516
-16,748
| -55% | -$2.66M |
2024 Q1
10 quarters
|
|
337
Fidelity Magellan ETF
FMAG
$229M
| $2.08M | 0.05% |
57,448
+4,236
| +8% | +$153K |
2024 Q2
9 quarters
|
|
338
Travere Therapeutics
TVTX
$4.96B
| $2.07M | 0.05% |
+35,090
| New | +$2.14M |
2026 Q3
0 quarters
|
|
339
Citigroup
C
$202B
| $2.07M | 0.05% |
16,014
+1,696
| +12% | +$228K |
2014 Q4
47 quarters
|
|
340
State Street SPDR S&P Biotech ETF
XBI
$10.6B
| $2.06M | 0.05% |
13,077
+10,987
| +526% | +$1.73M |
2025 Q3
4 quarters
|
|
341
CMS Energy
CMS
$21.8B
| $2.06M | 0.05% |
32,576
-7,096
| -18% | -$498K |
2014 Q4
47 quarters
|
|
342
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$3.12B
| $2.05M | 0.05% |
112,910
-2,265
| -2% | -$41.8K |
2024 Q1
10 quarters
|
|
343
iShares 0-3 Month Treasury Bond ETF
SGOV
$117B
| $2.04M | 0.05% |
20,276
-6,916
| -25% | -$695K |
2023 Q1
14 quarters
|
|
344
Franklin Templeton
BEN
$18.4B
| $2.03M | 0.05% |
63,268
-498
| -0.8% | -$16.7K |
2024 Q1
10 quarters
|
|
345
iShares MSCI Emerging Markets ETF
EEM
$28.3B
| $2.03M | 0.05% |
30,374
+13,507
| +80% | +$893K |
2024 Q1
10 quarters
|
|
346
Ventas
VTR
$47.3B
| $2.03M | 0.05% |
23,852
-480
| -2% | -$44K |
2014 Q4
47 quarters
|
|
347
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.88B
| $2.02M | 0.05% |
109,771
+27,802
| +34% | +$529K |
2023 Q1
14 quarters
|
|
348
Gilead Sciences
GILD
$210B
| $2.02M | 0.05% |
13,596
-396
| -3% | -$55.6K |
2014 Q4
47 quarters
|
|
349
Enbridge
ENB
$106B
| $2.02M | 0.05% |
43,401
-1,346
| -3% | -$69.6K |
2017 Q1
38 quarters
|
|
350
MSC Income Fund Inc
MSIF
$568M
| $2.01M | 0.05% |
170,597
-11,980
| -7% | -$144K |
2025 Q3
4 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.