SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
326	326 Schwab Fundamental International Large Company Index ETF FNDF $16.4B	$1.7M	0.05%	46,984 -28,921	-38%	-$1.05M
327	327 FirstEnergy FE $23.5B	$1.69M	0.05%	41,768 -424	-1%	-$17.1K
328	328 Aflac AFL $55B	$1.68M	0.05%	15,142 +728	+5%	+$80.9K
329	329 FT Vest Laddered Moderate Buffer ETF BUFZ $528M	$1.68M	0.05%	+71,404	New	+$1.68M
330	330 Digital Realty Trust DLR $59.5B	$1.68M	0.05%	11,693 -3,833	-25%	-$549K
331	331 Adobe ADBE $155B	$1.67M	0.05%	4,367 -238	-5%	-$91.3K
332	332 Marathon Petroleum MPC $54.1B	$1.67M	0.05%	11,488 +2	+0%	+$291
333	333 First Trust Large Cap Value AlphaDEX Fund FTA $1.11B	$1.67M	0.05%	21,769 +4,369	+25%	+$335K
334	334 SPDR Portfolio S&P 1500 Composite Stock Market ETF SPTM $10.7B	$1.67M	0.05%	24,542 -485	-2%	-$33K
335	335 Republic Services RSG $75B	$1.66M	0.05%	6,858 +1,005	+17%	+$243K
336	336 T. Rowe Price US Equity Research ETF TSPA $1.81B	$1.65M	0.05%	46,947 -5,262	-10%	-$185K
337	337 JPMorgan Hedged Equity Laddered Overlay ETF HELO $3.31B	$1.65M	0.05%	27,635 +11,678	+73%	+$697K
338	338 Vanguard Mega Cap Growth ETF MGK $27.7B	$1.63M	0.05%	5,284 -145	-3%	-$44.8K
339	339 VanEck Merk Gold Trust OUNZ $1.75B	$1.63M	0.05%	54,136 +10,632	+24%	+$320K
340	340 O'Reilly Automotive ORLY $79B	$1.63M	0.05%	1,138 -251	-18%	-$360K
341	341 Consolidated Edison ED $36.5B	$1.63M	0.05%	14,731 +1,419	+11%	+$157K
342	342 iShares Russell 2000 Growth ETF IWO $11.9B	$1.62M	0.05%	6,350 -744	-10%	-$190K
343	TEM 343 Tempus AI, Inc. Class A Common Stock TEM $10.5B	$1.62M	0.05%	33,515 -123	-0.4%	-$5.93K
344	344 FT Vest Rising Dividend Achievers Target Income ETF RDVI $2.05B	$1.61M	0.05%	67,909 -19,712	-23%	-$468K
345	345 Fidelity MSCI Financials Index ETF FNCL $2.29B	$1.6M	0.05%	23,038 +10,036	+77%	+$698K
346	346 Kellanova K $27.7B	$1.6M	0.05%	19,384 -6,142	-24%	-$507K
347	347 Clorox CLX $15.8B	$1.59M	0.05%	10,815 -59	-0.5%	-$8.69K
348	348 BondBloxx Bloomberg One Year Target Duration US Treasury ETF XONE $630M	$1.59M	0.05%	31,960 +1,735	+6%	+$86.3K
349	349 McKesson MCK $88.5B	$1.58M	0.05%	2,353 +41	+2%	+$27.6K
350	350 Vanguard Energy ETF VDE $7.12B	$1.55M	0.05%	11,935 +606	+5%	+$78.6K