SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
376	376 Invesco S&P 500 Quality ETF SPHQ $14.2B	$1.41M	0.04%	21,263 +2,819	+15%	+$187K
377	377 Vanguard International Dividend Appreciation ETF VIGI $8.25B	$1.41M	0.04%	17,006 -73	-0.4%	-$6.05K
378	378 Vanguard Mid-Cap Growth ETF VOT $17.5B	$1.39M	0.04%	5,699 +505	+10%	+$124K
379	379 Pacer Pacific Asset Floating Rate High Income ETF FLRT $527M	$1.38M	0.04%	29,337 +957	+3%	+$45.1K
380	380 Welltower WELL $104B	$1.38M	0.04%	8,991 +2,715	+43%	+$416K
381	381 Applied Materials AMAT $153B	$1.37M	0.04%	9,459 -344	-4%	-$49.9K
382	382 First Trust Institutional Preferred Securities and Income ETF FPEI $1.63B	$1.37M	0.04%	73,248 -3,641	-5%	-$68.1K
383	383 Chipotle Mexican Grill CMG $72.5B	$1.36M	0.04%	27,125 -21,101	-44%	-$1.06M
384	384 Fidelity High Dividend ETF FDVV $5.87B	$1.36M	0.04%	27,415 +4,289	+19%	+$213K
385	385 Ventas VTR $29.7B	$1.36M	0.04%	19,733 -219	-1%	-$15.1K
386	386 Freeport-McMoran FCX $64.3B	$1.35M	0.04%	35,635 -4,075	-10%	-$154K
387	387 Dominion Energy D $49.5B	$1.34M	0.04%	23,842 -272	-1%	-$15.3K
388	388 Invesco S&P SmallCap 600 Revenue ETF RWJ $1.54B	$1.33M	0.04%	32,774 -3,074	-9%	-$125K
389	389 iShares Russell 3000 ETF IWV $16.1B	$1.33M	0.04%	4,190 +51	+1%	+$16.2K
390	390 Vanguard Large-Cap ETF VV $43B	$1.33M	0.04%	5,167 +41	+0.8%	+$10.5K
391	391 Vanguard Russell 1000 ETF VONE $6.45B	$1.32M	0.04%	5,219 +21	+0.4%	+$5.33K
392	392 SPDR S&P Dividend ETF SDY $20.3B	$1.32M	0.04%	9,744 -133	-1%	-$18K
393	393 Constellation Energy CEG $101B	$1.32M	0.04%	6,552 +893	+16%	+$180K
394	394 AGNC Investment AGNC $9.45B	$1.31M	0.04%	137,119 +12,074	+10%	+$116K
395	395 WEC Energy WEC $34.3B	$1.31M	0.04%	12,052 +501	+4%	+$54.6K
396	396 First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund GRID $2.74B	$1.31M	0.04%	11,581 -7,661	-40%	-$867K
397	397 SPDR Portfolio Developed World ex-US ETF SPDW $26.9B	$1.31M	0.04%	35,885 -3,041	-8%	-$111K
398	398 Lam Research LRCX $129B	$1.3M	0.04%	17,936 -586	-3%	-$42.6K
399	399 Axon Enterprise AXON $58.6B	$1.3M	0.04%	2,472 +827	+50%	+$435K
400	400 VictoryShares Free Cash Flow ETF VFLO $4.33B	$1.29M	0.04%	37,762 +27,142	+256%	+$930K