Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
iShares Biotechnology ETF
IBB
$11.5B
| $1.82M | 0.05% |
8,673
+634
| +8% | +$127K |
2014 Q4
47 quarters
|
|
377
SPDR Gold MiniShares Trust
GLDM
$31.3B
| $1.82M | 0.05% |
22,111
-9,602
| -30% | -$810K |
2024 Q1
10 quarters
|
|
378
Strategy Inc
MSTR
$53.2B
| $1.81M | 0.05% |
11,830
+924
| +8% | +$107K |
2024 Q1
10 quarters
|
|
379
ConocoPhillips
COP
$159B
| $1.81M | 0.05% |
14,658
-2,925
| -17% | -$362K |
2014 Q4
47 quarters
|
|
380
First Trust Preferred Securities and Income ETF
FPE
$5.92B
| $1.8M | 0.05% |
105,804
-68,359
| -39% | -$1.21M |
2018 Q2
33 quarters
|
|
381
FT Vest US Equity Buffer ETF January
FJAN
$1.48B
| $1.8M | 0.05% |
31,739
-38,775
| -55% | -$2.17M |
2026 Q1
2 quarters
|
|
382
Vanguard Utilities ETF
VPU
$8.24B
| $1.79M | 0.05% |
10,385
+425
| +4% | +$79.9K |
2014 Q4
47 quarters
|
|
383
iShares Semiconductor ETF
SOXX
$42.1B
| $1.78M | 0.05% |
9,648
-693
| -7% | -$124K |
2020 Q2
25 quarters
|
|
384
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.7B
| $1.76M | 0.05% |
6,040
-2,945
| -33% | -$882K |
2016 Q1
42 quarters
|
|
385
Global X US Infrastructure Development ETF
PAVE
$13.6B
| $1.76M | 0.05% |
33,725
+1,101
| +3% | +$61.5K |
2020 Q4
23 quarters
|
|
386
Ross Stores
ROST
$75.7B
| $1.76M | 0.05% |
7,523
+2,110
| +39% | +$495K |
2026 Q1
2 quarters
|
|
387
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.1B
| $1.75M | 0.05% |
94,543
+8,795
| +10% | +$160K |
2017 Q3
36 quarters
|
|
388
Vanguard Long-Term Bond ETF
BLV
$5.76B
| $1.75M | 0.05% |
27,803
-28,892
| -51% | -$1.91M |
2018 Q1
34 quarters
|
|
389
First Trust Managed Municipal ETF
FMB
$1.94B
| $1.75M | 0.05% |
36,464
+6,353
| +21% | +$318K |
2019 Q3
28 quarters
|
|
390
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.9B
| $1.74M | 0.04% |
17,946
-943
| -5% | -$92.4K |
2022 Q4
15 quarters
|
|
391
FirstCash
FCFS
$8.06B
| $1.73M | 0.04% |
8,184
+3,475
| +74% | +$749K |
2026 Q1
2 quarters
|
|
392
Tanger
SKT
$4.53B
| $1.71M | 0.04% |
49,923
+35,004
| +235% | +$1.35M |
2019 Q4
27 quarters
|
|
393
Williams Companies
WMB
$83.1B
| $1.7M | 0.04% |
25,089
-45
| -0.2% | -$3.27K |
2020 Q4
23 quarters
|
|
394
DT Midstream
DTM
$11.9B
| $1.7M | 0.04% |
14,272
-130
| -0.9% | -$17.5K |
2024 Q1
10 quarters
|
|
395
Freedom 100 Emerging Markets ETF
FRDM
$3.19B
| $1.7M | 0.04% |
24,315
+15,608
| +179% | +$1.07M |
2026 Q2
1 quarter
|
|
396
Liquidia Corp
LQDA
$4.28B
| $1.69M | 0.04% |
55,735
-1,855
| -3% | -$140K |
2020 Q1
26 quarters
|
|
397
Healthpeak Properties
DOC
$14.2B
| $1.68M | 0.04% |
83,951
+1,029
| +1% | +$21.8K |
2024 Q3
8 quarters
|
|
398
Avnet
AVT
$6.97B
| $1.67M | 0.04% |
16,688
+50
| +0.3% | +$4.57K |
2026 Q2
1 quarter
|
|
399
Kinder Morgan
KMI
$68.1B
| $1.65M | 0.04% |
54,967
+1,920
| +4% | +$60.9K |
2014 Q4
47 quarters
|
|
400
XPO
XPO
$21.9B
| $1.65M | 0.04% |
9,419
-3,344
| -26% | -$656K |
2017 Q4
35 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.