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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
351
iShares Dow Jones US ETF
IYY
$2.94B
| $2M | 0.05% |
10,808
-5,682
| -34% | -$1.05M |
2014 Q4
47 quarters
|
|
352
State Street SPDR Portfolio Short Term Corporate Bond Index ETF
SPSB
$11B
| $1.99M | 0.05% |
67,295
+639
| +1% | +$19.1K |
2020 Q3
24 quarters
|
|
353
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$5.11B
| $1.99M | 0.05% |
28,065
+3,329
| +13% | +$227K |
2024 Q1
10 quarters
|
|
354
Mueller Industries
MLI
$12B
| $1.98M | 0.05% |
32,623
+5,073
| +18% | +$316K |
2025 Q3
4 quarters
|
|
355
Simon Property Group
SPG
$74.7B
| $1.97M | 0.05% |
9,837
+10
| +0.1% | +$2.18K |
2020 Q2
25 quarters
|
|
356
Phillips 66
PSX
$97B
| $1.97M | 0.05% |
7,870
-943
| -11% | -$215K |
2014 Q4
47 quarters
|
|
357
United Rentals
URI
$69.5B
| $1.97M | 0.05% |
1,967
+2
| +0.1% | +$2.13K |
2020 Q3
24 quarters
|
|
358
iShares iBonds 2029 Term High Yield and Income ETF
IBHI
$548M
| $1.96M | 0.05% |
85,752
+3,379
| +4% | +$78.5K |
2024 Q3
8 quarters
|
|
359
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.81B
| $1.95M | 0.05% |
37,555
+13,059
| +53% | +$677K |
2026 Q2
1 quarter
|
|
360
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.98B
| $1.94M | 0.05% |
41,777
+1,630
| +4% | +$77.3K |
2025 Q3
4 quarters
|
|
361
Fastenal
FAST
$62.2B
| $1.94M | 0.05% |
39,135
+73
| +0.2% | +$3.58K |
2024 Q1
10 quarters
|
|
362
Welltower
WELL
$180B
| $1.94M | 0.05% |
8,411
+5
| +0.1% | +$1.18K |
2024 Q1
10 quarters
|
|
363
Vanguard High-Yield Active ETF
VGHY
$299M
| $1.93M | 0.05% |
26,690
+137
| +0.5% | +$10.2K |
2026 Q2
1 quarter
|
|
364
JPMorgan US Value Factor ETF
JVAL
$1.05B
| $1.93M | 0.05% |
33,330
-2,709
| -8% | -$159K |
2021 Q2
21 quarters
|
|
365
Kimberly-Clark
KMB
$68.2B
| $1.92M | 0.05% |
19,750
+58
| +0.3% | +$6.19K |
2014 Q4
47 quarters
|
|
366
F/m US Treasury 3 Month Bill Fund
TBIL
$7.5B
| $1.91M | 0.05% |
38,390
-3,258
| -8% | -$163K |
2024 Q1
10 quarters
|
|
367
Illumina
ILMN
$33.1B
| $1.91M | 0.05% |
6,980
+3,327
| +91% | +$699K |
2026 Q2
1 quarter
|
|
368
iShares S&P 100 ETF
OEF
$19.8B
| $1.91M | 0.05% |
4,998
-200
| -4% | -$75.2K |
2015 Q1
46 quarters
|
|
369
FedEx
FDX
$73.9B
| $1.9M | 0.05% |
6,671
-188
| -3% | -$59.1K |
2014 Q4
47 quarters
|
|
370
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $1.89M | 0.05% |
5,294
-158
| -3% | -$59.6K |
2015 Q1
46 quarters
|
|
371
Vertex Pharmaceuticals
VRTX
$139B
| $1.88M | 0.05% |
3,609
+2,576
| +249% | +$1.32M |
2020 Q4
23 quarters
|
|
372
eBay
EBAY
$54.1B
| $1.88M | 0.05% |
17,761
+4,862
| +38% | +$529K |
2025 Q1
6 quarters
|
|
373
VanEck Merk Gold Trust
OUNZ
$2.61B
| $1.88M | 0.05% |
47,192
-4,572
| -9% | -$187K |
2020 Q3
24 quarters
|
|
374
iShares US Tech Independence Focused ETF
IETC
$610M
| $1.86M | 0.05% |
16,282
+602
| +4% | +$64.9K |
2024 Q1
10 quarters
|
|
375
State Street Blackstone Senior Loan ETF
SRLN
$5.21B
| $1.86M | 0.05% |
45,999
+3,021
| +7% | +$122K |
2021 Q2
21 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.