SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
351	351 Sprott Physical Gold PHYS $11.6B	$1.54M	0.05%	63,985 +425	+0.7%	+$10.2K
352	352 Copart CPRT $44.3B	$1.54M	0.05%	27,167 -2,560	-9%	-$145K
353	353 First Trust Utilities AlphaDEX Fund FXU $1.69B	$1.53M	0.05%	37,274 -5,825	-14%	-$239K
354	354 WisdomTree Trust WisdomTree US Quality Dividend Growth Fund DGRW $16B	$1.53M	0.05%	19,122 +1,495	+8%	+$119K
355	355 Phillips 66 PSX $51.6B	$1.52M	0.05%	12,274 -375	-3%	-$46.3K
356	356 Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF PDBC $4.57B	$1.52M	0.05%	111,177 +4,740	+4%	+$64.6K
357	357 Air Products & Chemicals APD $65.5B	$1.51M	0.05%	5,118 -2,889	-36%	-$852K
358	358 SPDR Bloomberg 1-3 Month T-Bill ETF BIL $41.9B	$1.5M	0.05%	16,359 +4,374	+37%	+$401K
359	359 CSX Corp CSX $64.7B	$1.5M	0.05%	50,978 +1,474	+3%	+$43.4K
360	360 T Rowe Price TROW $23.4B	$1.5M	0.05%	16,304 +2,053	+14%	+$189K
361	361 Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC $762M	$1.5M	0.05%	30,840 -1,373	-4%	-$66.7K
362	362 XPO XPO $15.3B	$1.49M	0.05%	13,895 -5,117	-27%	-$550K
363	363 SPDR Portfolio S&P 500 ETF SPLG $75.5B	$1.48M	0.05%	22,471 -247	-1%	-$16.2K
364	364 Simon Property Group SPG $53.1B	$1.48M	0.05%	8,886 +3,047	+52%	+$506K
365	365 Vanguard Total International Stock ETF VXUS $96.2B	$1.47M	0.05%	23,691 +3,561	+18%	+$221K
366	366 iShares Core MSCI International Developed Markets ETF IDEV $20.2B	$1.47M	0.05%	21,327 +367	+2%	+$25.3K
367	367 First Trust Indxx NextG ETF NXTG $385M	$1.47M	0.05%	17,305 +3,242	+23%	+$275K
368	368 General Dynamics GD $80.1B	$1.46M	0.05%	5,365 -685	-11%	-$187K
369	369 United Rentals URI $52.5B	$1.45M	0.05%	2,311 +383	+20%	+$240K
370	370 SPDR Bloomberg Investment Grade Floating Rate ETF FLRN $2.77B	$1.44M	0.05%	46,672 +325	+0.7%	+$10K
371	371 First Trust Ultra Short Duration Municipal ETF FUMB $207M	$1.44M	0.05%	71,540 -6,671	-9%	-$134K
372	372 Universal Display OLED $7.19B	$1.43M	0.05%	10,236 +878	+9%	+$122K
373	373 Fidelity Value Factor ETF FVAL $979M	$1.43M	0.05%	23,943 +4,449	+23%	+$265K
374	374 Invesco S&P 100 Equal Weight ETF EQWL $1.52B	$1.42M	0.05%	13,762 -210	-2%	-$21.6K
375	375 GSK GSK $73.3B	$1.41M	0.04%	36,416 +1,597	+5%	+$61.9K