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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$50.3M
Cap. Flow
% of AUM
1.4%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GARP
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
IDEF
iShares Defense Industrials Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.69% |
| 2 | Industrials | 3.86% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Financials | 3.77% |
| 5 | Healthcare | 3.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
KLA
KLAC
$275B
| $2.39M | 0.07% |
16,250
+2,700
| +20% | +$395K |
|
302
Simon Property Group
SPG
$74.5B
| $2.39M | 0.07% |
12,822
+560
| +5% | +$107K |
|
303
Enbridge
ENB
$124B
| $2.39M | 0.07% |
44,094
-3,712
| -8% | -$189K |
|
|
TBIL
304
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
| $2.39M | 0.07% |
47,854
-4,576
| -9% | -$228K |
|
305
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $2.39M | 0.07% |
15,379
-232
| -1% | -$38.2K |
|
306
Shopify
SHOP
$148B
| $2.38M | 0.07% |
20,040
-6,613
| -25% | -$869K |
|
307
Energy Transfer Partners
ET
$70.1B
| $2.36M | 0.07% |
122,253
-366
| -0.3% | -$6.7K |
|
308
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $2.34M | 0.06% |
49,161
+2,996
| +6% | +$146K |
|
309
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $2.32M | 0.06% |
39,687
+6,808
| +21% | +$400K |
|
310
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $2.3M | 0.06% |
46,315
-40,282
| -47% | -$1.94M |
|
311
Cardinal Health
CAH
$53.4B
| $2.27M | 0.06% |
10,747
+1,286
| +14% | +$277K |
|
312
Liquidia Corp
LQDA
$7.67B
| $2.27M | 0.06% |
60,085
-2,945
| -5% | -$109K |
|
313
iShares Core Universal USD Bond ETF
IUSB
$42.6B
| $2.25M | 0.06% |
48,736
+1,733
| +4% | +$80.8K |
|
314
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
| $2.22M | 0.06% |
20,007
-918
| -4% | -$106K |
|
315
DT Midstream
DTM
$14.9B
| $2.21M | 0.06% |
16,415
-398
| -2% | -$51.9K |
|
316
General Mills
GIS
$19.2B
| $2.21M | 0.06% |
59,287
+19,634
| +50% | +$853K |
|
317
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
| $2.19M | 0.06% |
124,872
+3,102
| +3% | +$56.2K |
|
318
Campbell Soup
CPB
$6.51B
| $2.19M | 0.06% |
98,305
+24,615
| +33% | +$632K |
|
319
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $2.14M | 0.06% |
9,161
+365
| +4% | +$91K |
|
320
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.87B
| $2.14M | 0.06% |
114,428
+4,047
| +4% | +$76.1K |
|
321
ConocoPhillips
COP
$147B
| $2.12M | 0.06% |
16,062
+94
| +0.6% | +$10.4K |
|
322
Fidelity High Dividend ETF
FDVV
$10.1B
| $2.11M | 0.06% |
38,280
+512
| +1% | +$29.4K |
|
323
Williams Companies
WMB
$90.5B
| $2.11M | 0.06% |
28,950
-309
| -1% | -$21.4K |
|
324
Capital Group International Focus Equity ETF
CGXU
$6.12B
| $2.09M | 0.06% |
70,940
-732
| -1% | -$22.6K |
|
325
Schwab International Equity ETF
SCHF
$65.6B
| $2.08M | 0.06% |
84,214
+25,570
| +44% | +$650K |
|
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Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.