Sigma Planning Corp
FXU icon

Sigma Planning Corp’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Sigma Planning Corp’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$2.59M Buy
58,992
+6,240
+12% +$298K 0.07% 297
2026
Q2 		$2.6M Buy
52,752
+6,437
+14% +$315K 0.07% 305
2026
Q1 		$2.3M Sell
46,315
-40,282
-47% -$1.94M 0.06% 310
2025
Q4 		$3.9M Sell
86,597
-845
-1% -$38.9K 0.11% 198
2025
Q3 		$3.97M Buy
87,442
+44,002
+101% +$1.94M 0.11% 187
2025
Q2 		$1.84M Buy
43,440
+6,166
+17% +$256K 0.06% 324
2025
Q1 		$1.53M Sell
37,274
-5,825
-14% -$231K 0.05% 353
2024
Q4 		$1.63M Buy
43,099
+5,348
+14% +$207K 0.05% 337
2024
Q3 		$1.45M Buy
37,751
+2,082
+6% +$73.8K 0.04% 378
2024
Q2 		$1.18M Buy
+35,669
New +$1.19M 0.04% 430
2022
Q4 		– Sell
-43,834
Closed -$1.34M – 1296
2022
Q3 		$1.34M Buy
+43,834
New +$1.49M 0.05% 357
2020
Q1 		– Sell
-67,287
Closed -$1.96M – 989
2019
Q4 		$1.96M Sell
67,287
-3,839
-5% -$111K 0.08% 246
2019
Q3 		$2.11M Buy
+71,126
New +$2.06M 0.1% 209
2017
Q2 		– Sell
-14,272
Closed -$391K – 807
2017
Q1 		$391K Sell
14,272
-27,850
-66% -$758K 0.04% 474
2016
Q4 		$1.13M Buy
42,122
+8,298
+25% +$215K 0.12% 197
2016
Q3 		$877K Buy
+33,824
New +$903K 0.1% 221

Other funds holding FXU

HPC
Hobart Private Capital Charlotte, North Carolina $591M AUM 14.82% 1-Year Est. Return
Independent Financial Group
Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return
Asset Allocation Strategies
Asset Allocation Strategies Farmington, Michigan $668M AUM 11.11% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return
Sound Income Strategies
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Winebrenner Capital Management
Winebrenner Capital Management Louisville, Kentucky $155M AUM 8.85% 1-Year Est. Return
Trueblood Wealth Management
Trueblood Wealth Management Lima, Ohio $284M AUM 20.17% 1-Year Est. Return
Kingswood Wealth Advisors
Kingswood Wealth Advisors San Diego, California $2.6B AUM 27.46% 1-Year Est. Return
Dynamic Advisor Solutions
Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return
Signature Estate & Investment Advisors
Signature Estate & Investment Advisors Los Angeles, California $5.67B AUM 20.02% 1-Year Est. Return

Sigma Planning Corp's FXU Position: Q3 2026 in Review

Sigma Planning Corp increased its First Trust Utilities AlphaDEX Fund (FXU) stake by 12% in Q3 2026, buying an estimated $298K and bringing the position to 58,992 shares worth $2.59M. The position accounts for 0.07% of the portfolio, ranked #297.

Sigma Planning Corp first reported a position in FXU in Q3 2016 and has held it in 16 quarters since. The position peaked at $3.97M in Q3 2025. 44 funds tracked by Wall St. Rank hold FXU as of Q3 2026.

  • Sigma Planning Corp held 58,992 shares of First Trust Utilities AlphaDEX Fund worth $2.59M as of Q3 2026.
  • Sigma Planning Corp bought 6,240 First Trust Utilities AlphaDEX Fund shares in Q3 2026, an estimated $298K.
  • First Trust Utilities AlphaDEX Fund made up 0.07% of Sigma Planning Corp's portfolio in Q3 2026, its #297 holding.
  • Sigma Planning Corp first reported a position in First Trust Utilities AlphaDEX Fund in Q3 2016 and has held it in 16 quarters since.
  • Sigma Planning Corp's First Trust Utilities AlphaDEX Fund position peaked at $3.97M in Q3 2025.
  • 44 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.