Sigma Planning Corp’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Sigma Planning Corp’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.3M	Sell	46,315 -40,282	-47%	-$1.94M	0.06%	310
2025 Q4	$3.9M	Sell	86,597 -845	-1%	-$38.9K	0.11%	198
2025 Q3	$3.97M	Buy	87,442 +44,002	+101%	+$1.94M	0.11%	187
2025 Q2	$1.84M	Buy	43,440 +6,166	+17%	+$256K	0.06%	324
2025 Q1	$1.53M	Sell	37,274 -5,825	-14%	-$231K	0.05%	353
2024 Q4	$1.63M	Buy	43,099 +5,348	+14%	+$207K	0.05%	337
2024 Q3	$1.45M	Buy	37,751 +2,082	+6%	+$73.8K	0.04%	378
2024 Q2	$1.18M	Buy	+35,669	New	+$1.19M	0.04%	430
2022 Q4	–	Sell	-43,834	Closed	-$1.34M	–	1296
2022 Q3	$1.34M	Buy	+43,834	New	+$1.49M	0.05%	357
2020 Q1	–	Sell	-67,287	Closed	-$1.97M	–	989
2019 Q4	$1.97M	Sell	67,287 -3,839	-5%	-$111K	0.08%	246
2019 Q3	$2.11M	Buy	+71,126	New	+$2.06M	0.1%	209
2017 Q2	–	Sell	-14,272	Closed	-$391K	–	807
2017 Q1	$391K	Sell	14,272 -27,850	-66%	-$758K	0.04%	474
2016 Q4	$1.13M	Buy	42,122 +8,298	+25%	+$215K	0.12%	197
2016 Q3	$877K	Buy	+33,824	New	+$903K	0.1%	221

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.5B AUM 21.4% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Sigma Planning Corp's FXU Position: Q1 2026 in Review

Sigma Planning Corp reduced its First Trust Utilities AlphaDEX Fund (FXU) stake by 47% in Q1 2026, selling an estimated $1.94M and leaving 46,315 shares worth $2.3M. The position accounts for 0.06% of the portfolio, ranked #310.

Sigma Planning Corp first reported a position in FXU in Q3 2016 and has held it in 14 quarters since. The position peaked at $3.97M in Q3 2025. 196 funds tracked by Wall St. Rank hold FXU as of Q1 2026.

Sigma Planning Corp held 46,315 shares of First Trust Utilities AlphaDEX Fund worth $2.3M as of Q1 2026.
Sigma Planning Corp sold 40,282 First Trust Utilities AlphaDEX Fund shares in Q1 2026, an estimated $1.94M.
First Trust Utilities AlphaDEX Fund made up 0.06% of Sigma Planning Corp's portfolio in Q1 2026, its #310 holding.
Sigma Planning Corp first reported a position in First Trust Utilities AlphaDEX Fund in Q3 2016 and has held it in 14 quarters since.
Sigma Planning Corp's First Trust Utilities AlphaDEX Fund position peaked at $3.97M in Q3 2025.
196 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.