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First Trust Utilities AlphaDEX Fund
FXU

138 hedge funds and large institutions have $223M invested in First Trust Utilities AlphaDEX Fund in 2024 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 35 increasing their positions, 45 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

182% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 11

15% more funds holding

Funds holding: 120 → 138 (+18)

3% more capital invested

Capital invested by funds: $217M → $223M (+$5.48M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6.05% less ownership

Funds ownership: 71% → 64.95% (-6%)

22% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 45

Holders
138
Holders Change
+18
Holders Change %
+15%
% of All Funds
1.82%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
31
Increased
35
Reduced
45
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$9.56M
2
Morgan Stanley
Morgan Stanley
New York
+$6.95M
3
Wells Fargo
Wells Fargo
California
+$4.95M
4
RAS
RPS Advisory Solutions
Kentucky
+$1.67M
5
HPC
Hobart Private Capital
North Carolina
+$1.53M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.77M
2
Truist Financial
Truist Financial
North Carolina
-$5.73M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.56M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.44M
5
BCI
Brinker Capital Investments
Pennsylvania
-$615K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.8M +$6.95M +179,438 +17%
LPL Financial
2
LPL Financial
California
$20.4M -$176K -4,552 -0.8%
Bank of America
3
Bank of America
North Carolina
$17.3M +$9.56M +246,768 +117%
Wells Fargo
4
Wells Fargo
California
$13.2M +$4.95M +127,595 +58%
Raymond James Financial
5
Raymond James Financial
Florida
$12.7M +$13M +336,279 New
CAG
6
Csenge Advisory Group
Florida
$12.4M +$185K +4,765 +1%
UBS Group
7
UBS Group
Switzerland
$9.17M -$564K -14,548 -6%
PCH
8
PGIM Custom Harvest
New Jersey
$8.37M -$487K -12,567 -5%
HI
9
Harbour Investments
Wisconsin
$8.11M -$163K -4,207 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.68M -$7.77M -200,441 -50%
Truist Financial
11
Truist Financial
North Carolina
$7.65M -$5.73M -147,825 -42%
DWA
12
Delos Wealth Advisors
Texas
$5.53M +$345K +8,901 +6%
Stifel Financial
13
Stifel Financial
Missouri
$3.55M +$91.1K +2,350 +3%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.6M +$100K +2,579 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.26M +$1.33M +34,252 +135%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.14M -$467K -12,039 -18%
SPC
17
Sigma Planning Corp
Michigan
$1.63M +$207K +5,348 +14%
RAS
18
RPS Advisory Solutions
Kentucky
$1.63M +$1.67M +43,031 New
Citadel Advisors
19
Citadel Advisors
Florida
$1.51M +$558K +14,405 +57%
HPC
20
Hobart Private Capital
North Carolina
$1.49M +$1.53M +39,429 New
IWC
21
Integrated Wealth Concepts
Massachusetts
$1.41M -$52.6K -1,358 -4%
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$1.23M +$1.26M +32,561 New
MML Investors Services
23
MML Investors Services
Massachusetts
$1.08M -$79.6K -2,053 -7%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$1.02M +$362K +9,338 +53%
CIA
25
Concurrent Investment Advisors
Florida
$892K -$5.58K -144 -0.6%
1
2 3 4 5

FXU Hedge Fund Activity: Q4 2024 in Review

138 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2024, worth a combined $223M — up 2.5% from $217M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FXU positions and 11 closed out — a net gain of 20 holders — while 35 added to existing stakes and 45 trimmed.

The largest buyer was Bank of America, adding an estimated $9.56M. The largest seller was Envestnet Asset Management, cutting an estimated $7.77M.

  • 138 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2024, up from 120 in Q3 2024.
  • Funds reported $223M of First Trust Utilities AlphaDEX Fund stock for Q4 2024, up 2.5% quarter-over-quarter.
  • 31 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2024 and 11 closed out, a net change of +20 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2024 was Bank of America, an estimated $9.56M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2024 was Envestnet Asset Management, an estimated $7.77M sold.

Based on aggregated 13F filings for Q4 2024.