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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

77 hedge funds and large institutions have $172M invested in First Trust Utilities AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 9 increasing their positions, 38 reducing their positions, and 40 closing their positions.

Holders
77
Holders Change
-23
Holders Change %
-23%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
9
Reduced
38
Closed
40
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFEC
1
Benjamin F. Edwards & Company
Missouri
$4.03M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.81M
3
AA
3
Advisory Alpha
Michigan
$1.08M
4
CAN
4
Cetera Advisor Networks
California
$846K
5
Millennium Management
5
Millennium Management
New York
$494K

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$38.4M
3
Wells Fargo
3
Wells Fargo
California
$17.9M
4
UBS Group
4
UBS Group
Switzerland
$4.26M
5
Bank of America
5
Bank of America
North Carolina
$12.1M
Name Market Value Shares Shares
Change 		Shares
Change %
RIG
1
RiverFront Investment Group
Virginia
$40M 1,535,522 +10,492 +0.7%
Morgan Stanley
2
Morgan Stanley
New York
$38.4M 1,476,915 -3,337,880 -69%
Wells Fargo
3
Wells Fargo
California
$17.9M 686,442 -3,257,807 -83%
RJA
4
Raymond James & Associates
Florida
$15M 577,244 -956,187 -62%
Bank of America
5
Bank of America
North Carolina
$12.1M 465,098 -1,123,604 -71%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.29M 164,733 -229,759 -58%
UBS Group
7
UBS Group
Switzerland
$4.26M 163,566 -1,533,000 -90%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$4.03M 154,758 +52,482 +51%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$3.75M 144,261 -230,692 -62%
BTS
10
BB&T Securities
Virginia
$3.54M 135,987 -381,138 -74%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.81M 107,858 +44,868 +71%
LPL Financial
12
LPL Financial
California
$2.66M 102,294 -141,718 -58%
AP
13
Atwood & Palmer
Missouri
$1.66M 63,760 -6,020 -9%
Jane Street
14
Jane Street
New York
$1.61M 61,759 -95,949 -61%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.54M 59,257 +4,561 +8%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.51M 58,053 -524,569 -90%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.35M 51,728 -95,403 -65%
Goldman Sachs
18
Goldman Sachs
New York
$1.31M 50,238 -1,772 -3%
AA
19
Advisory Alpha
Michigan
$1.08M 42,625 +42,625 New
AG
20
Advisor Group
Arizona
$1.06M 40,901 -6,542 -14%
CAN
21
Cetera Advisor Networks
California
$846K 32,486 +32,486 New
VF
22
Virtu Financial
New York
$844K 32,443 -80,428 -71%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$747K 28,697 +2,317 +9%
NA
24
NewEdge Advisors
Louisiana
$670K 25,715 -124,930 -83%
TSS
25
Two Sigma Securities
New York
$636K 24,427 +11,105 +83%
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