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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$98.8M +$10.4M +212,666 +12%
Morgan Stanley
2
Morgan Stanley
New York
$83.9M -$8.4M -171,850 -9%
Bank of America
3
Bank of America
North Carolina
$39.3M +$1.61M +32,906 +4%
Wells Fargo
4
Wells Fargo
California
$38.4M -$6.18M -126,494 -14%
Raymond James Financial
5
Raymond James Financial
Florida
$30.4M -$3.87M -79,111 -11%
CPA
6
Capital Performance Advisors
California
$18.2M -$521K -10,659 -3%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$17.1M +$504K +10,316 +3%
Truist Financial
8
Truist Financial
North Carolina
$15.3M -$3.05M -62,333 -17%
UBS Group
9
UBS Group
Switzerland
$14.8M -$13.3M -272,139 -48%
CAG
10
Csenge Advisory Group
Florida
$12.9M +$467K +9,561 +4%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$12.9M -$566K -11,570 -4%
RW
12
Rockport Wealth
Ohio
$10.8M -$438K -8,949 -4%
Stifel Financial
13
Stifel Financial
Missouri
$10.5M -$93.7K -1,916 -0.9%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$8.88M +$1.59M +32,494 +22%
DWA
15
Delos Wealth Advisors
Texas
$8.38M +$314K +6,418 +4%
PCH
16
PGIM Custom Harvest
New Jersey
$8.18M -$301K -6,159 -4%
Osaic Holdings
17
Osaic Holdings
Arizona
$8.14M -$560K -11,461 -6%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$7.66M +$136K +2,785 +2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$7.19M -$780K -15,944 -10%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$6.72M -$1.07M -21,922 -14%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$4.98M +$652K +13,336 +15%
FA
22
Fiduciary Alliance
South Carolina
$4.83M +$521K +10,663 +12%
FIA
23
Foundations Investment Advisors
Arizona
$4.74M +$145K +2,962 +3%
HI
24
Harbour Investments
Wisconsin
$3.55M +$2.16M +44,228 +160%
EH
25
Equitable Holdings
New York
$3.21M -$238K -4,861 -7%