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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$486M -$27.4M -992,713 -5%
Morgan Stanley
2
Morgan Stanley
New York
$130M +$6.47M +234,780 +5%
Wells Fargo
3
Wells Fargo
California
$107M +$2.68M +97,109 +3%
UBS Group
4
UBS Group
Switzerland
$45.8M +$7.5M +272,058 +19%
Bank of America
5
Bank of America
North Carolina
$42.9M -$115K -4,158 -0.3%
RJA
6
Raymond James & Associates
Florida
$41.4M -$5.56M -201,859 -12%
RIG
7
RiverFront Investment Group
Virginia
$41.2M +$306K +11,115 +0.7%
MML Investors Services
8
MML Investors Services
Massachusetts
$22.9M -$11.7M -424,944 -33%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.7M +$215K +7,810 +1%
BTS
10
BB&T Securities
Virginia
$14M +$9.08M +329,484 +176%
NC
11
NewSquare Capital
Pennsylvania
$13.5M -$93.2K -3,381 -0.7%
Stifel Financial
12
Stifel Financial
Missouri
$12.6M +$5.25M +190,435 +69%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$10.7M +$211K +7,644 +2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$10.1M +$215K +7,815 +2%
ODG
15
O'Dell Group
Ohio
$7.8M +$397K +14,423 +5%
LPL Financial
16
LPL Financial
California
$6.59M +$2.01M +73,011 +43%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$5.18M -$202K -7,322 -4%
HFS
18
HL Financial Services
Kentucky
$4.67M -$945K -34,302 -17%
Jane Street
19
Jane Street
New York
$4.26M +$1.34M +48,619 +45%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$4.16M -$652K -23,667 -13%
NA
21
NewEdge Advisors
Louisiana
$4.11M +$380K +13,778 +10%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$3.98M +$504K +18,286 +14%
TFA
23
Transamerica Financial Advisors
Florida
$3.94M -$495K -17,967 -11%
HighTower Advisors
24
HighTower Advisors
Illinois
$3.86M +$282K +10,232 +8%
VF
25
Virtu Financial
New York
$3.05M +$3.11M +112,871 New