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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.5M +$854K +27,874 +3%
UBS Group
2
UBS Group
Switzerland
$7.3M +$6.11M +199,470 +448%
Wells Fargo
3
Wells Fargo
California
$5.68M -$360K -11,750 -6%
IAIM
4
International Assets Investment Management
Florida
$5.53M -$2.03M -66,263 -40%
LPL Financial
5
LPL Financial
California
$4.28M -$681K -22,224 -13%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$4.24M -$53.5K -1,746 -1%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.23M +$1.46M +47,625 +51%
Bank of America
8
Bank of America
North Carolina
$4.19M -$560K -18,274 -12%
Citadel Advisors
9
Citadel Advisors
Florida
$1.98M -$1.95M -63,722 -49%
RJA
10
Raymond James & Associates
Florida
$1.88M -$89.5K -2,920 -4%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.54M -$107K -3,483 -6%
Truist Financial
12
Truist Financial
North Carolina
$1.38M -$57.5K -1,877 -4%
Stifel Financial
13
Stifel Financial
Missouri
$999K +$52.1K +1,702 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$866K +$229K +7,483 +35%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$841K -$211K -6,888 -20%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$776K +$89.7K +2,927 +13%
SFG
17
StrategIQ Financial Group
Indiana
$733K -$1.07K -35 -0.1%
SWM
18
Spire Wealth Management
Virginia
$705K +$29.5K +964 +4%
TRCT
19
Tower Research Capital (TRC)
New York
$605K +$91.4K +2,983 +17%
MAP
20
Milestone Advisory Partners
North Carolina
$458K
JAWM
21
J. Arnold Wealth Management
Ohio
$441K +$64.6K +2,110 +17%
AW
22
ACG Wealth
Georgia
$435K -$339K -11,050 -43%
PFS
23
Prospera Financial Services
Texas
$400K -$128K -4,172 -24%
FTUS
24
Flow Traders U.S.
New York
$397K -$457K -14,914 -53%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$381K -$63K -2,055 -14%