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First Trust Utilities AlphaDEX Fund
FXU

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.7M -$6.13M -189,266 -11%
JAWM
2
J. Arnold Wealth Management
Ohio
$26.1M +$25.2M +776,598 +1,736%
LPL Financial
3
LPL Financial
California
$21.1M -$4.45M -137,393 -17%
Wells Fargo
4
Wells Fargo
California
$12.5M -$4.27M -131,696 -25%
HI
5
Harbour Investments
Wisconsin
$9.53M +$63.7K +1,965 +0.7%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$7.36M +$993K +30,656 +15%
Truist Financial
7
Truist Financial
North Carolina
$6.55M +$2.22M +68,548 +50%
RJA
8
Raymond James & Associates
Florida
$6.12M +$2.02M +62,356 +48%
Bank of America
9
Bank of America
North Carolina
$5.87M +$41.8K +1,289 +0.7%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$5.74M +$3.77M +116,390 +182%
CAG
11
Csenge Advisory Group
Florida
$5.38M +$200K +6,163 +4%
CAN
12
Cetera Advisor Networks
California
$4.34M +$43.8K +1,353 +1%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$4.13M +$2.85M +88,114 +210%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.11M -$2.4M -74,105 -36%
SMF
15
Sterling Manor Financial
New York
$4.03M +$4.11M +126,721 New
Jane Street
16
Jane Street
New York
$3.55M +$3.26M +100,587 +898%
UBS Group
17
UBS Group
Switzerland
$3.09M -$6.58M -203,103 -68%
DWA
18
Delos Wealth Advisors
Texas
$2.92M +$75.6K +2,332 +3%
CAM
19
Concorde Asset Management
Michigan
$2.87M +$2.92M +90,213 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$2.75M -$254K -7,832 -8%
Mariner
21
Mariner
Kansas
$2.4M +$258K +7,966 +12%
CAS
22
Coppell Advisory Solutions
Texas
$2.27M +$2.34M +72,188 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$2.23M -$524K -16,169 -19%
KAS
24
Kestra Advisory Services
Texas
$1.87M -$5.97M -184,355 -76%
Citadel Advisors
25
Citadel Advisors
Florida
$1.74M +$1.16M +35,667 +189%
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