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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.1M -$5.83M -209,558 -11%
RIG
2
RiverFront Investment Group
Virginia
$35M -$4.35M -156,436 -11%
Wells Fargo
3
Wells Fargo
California
$24.8M -$1.15M -41,264 -5%
UBS Group
4
UBS Group
Switzerland
$19.8M +$5.5M +197,675 +39%
RJA
5
Raymond James & Associates
Florida
$13.8M -$2.7M -96,919 -17%
Bank of America
6
Bank of America
North Carolina
$8.92M -$1.7M -60,954 -16%
HighTower Advisors
7
HighTower Advisors
Illinois
$8.88M +$1.98M +71,120 +29%
LPL Financial
8
LPL Financial
California
$7.51M +$718K +25,793 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$7.4M +$1.61M +57,872 +28%
SAM
10
Shamrock Asset Management
Texas
$6.85M +$6.74M +242,225 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.37M -$73.9K -2,656 -1%
Stifel Financial
12
Stifel Financial
Missouri
$4.96M +$470K +16,877 +11%
FI
13
FormulaFolio Investments
Michigan
$3.94M +$3.88M +139,435 New
MML Investors Services
14
MML Investors Services
Massachusetts
$3.77M +$3.29M +118,231 +785%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.29M -$791K -28,435 -20%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.98M -$148K -5,314 -5%
BTS
17
BB&T Securities
Virginia
$2.63M -$553K -19,884 -18%
ACM
18
AlphaStar Capital Management
North Carolina
$2.2M +$2.17M +77,905 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.02M -$650K -23,350 -25%
CA
20
Cetera Advisors
Colorado
$1.94M +$20.2K +725 +1%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.82M -$638K -22,928 -26%
VBFP
22
Valtinson Bruner Financial Planning
Minnesota
$1.79M -$42.6K -1,530 -2%
PFS
23
Prospera Financial Services
Texas
$1.74M +$742K +26,656 +77%
MWM
24
MinichMacGregor Wealth Management
New York
$1.66M +$1.64M +58,786 New
IAA
25
Independent Advisor Alliance
North Carolina
$1.44M +$1.06M +38,183 +301%