RiverFront Investment Group’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

RiverFront Investment Group’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,209,015	Closed	-$34.7M	–	63
2019 Q2	$34.7M	Sell	1,209,015 -29,824	-2%	-$849K	0.87%	30
2019 Q1	$35M	Sell	1,238,839 -156,436	-11%	-$4.35M	0.87%	30
2018 Q4	$37.4M	Sell	1,395,275 -54,219	-4%	-$1.52M	1.01%	29
2018 Q3	$40M	Sell	1,449,494 -12,068	-0.8%	-$328K	0.94%	32
2018 Q2	$38.1M	Buy	1,461,562 +6,668	+0.5%	+$171K	0.94%	33
2018 Q1	$36.9M	Sell	1,454,894 -80,628	-5%	-$2.02M	0.86%	31
2017 Q4	$40M	Buy	1,535,522 +10,492	+0.7%	+$285K	0.95%	27
2017 Q3	$41.2M	Buy	1,525,030 +11,115	+0.7%	+$306K	1%	25
2017 Q2	$41.1M	Buy	1,513,915 +16,294	+1%	+$450K	1.05%	26
2017 Q1	$41M	Sell	1,497,621 -1,057	-0.1%	-$28.8K	1.11%	26
2016 Q4	$40.1M	Sell	1,498,678 -764,313	-34%	-$19.8M	1.13%	28
2016 Q3	$58.7M	Sell	2,262,991 -52,570	-2%	-$1.4M	1.57%	23
2016 Q2	$62.6M	Buy	+2,315,561	New	+$59.3M	1.66%	21

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.35B AUM 34.37% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RiverFront Investment Group's FXU Position: Q3 2019 in Review

RiverFront Investment Group sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2019, closing a stake of 1,209,015 shares — an estimated $34.7M sold.

RiverFront Investment Group first reported a position in FXU in Q2 2016 and held it in 13 quarters. The position peaked at $62.6M in Q2 2016. 105 funds tracked by Wall St. Rank hold FXU as of Q3 2019.

RiverFront Investment Group reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
RiverFront Investment Group sold 1,209,015 First Trust Utilities AlphaDEX Fund shares in Q3 2019, an estimated $34.7M.
RiverFront Investment Group first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2016 and held it in 13 quarters.
RiverFront Investment Group's First Trust Utilities AlphaDEX Fund position peaked at $62.6M in Q2 2016.
105 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2019.

Based on RiverFront Investment Group's 13F filing for Q3 2019, filed 1 Nov 2019.