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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

91 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
24
Increased
34
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
1
Niemann Capital Management
Nevada
$9.27M
2
Bank of America
2
Bank of America
North Carolina
$10.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$53.1M
4
LPL Financial
4
LPL Financial
California
$6.42M
5
UBS Group
5
UBS Group
Switzerland
$13.4M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$4.25M
2
VF
2
Virtu Financial
New York
$0
3
RIG
3
RiverFront Investment Group
Virginia
$37.4M
4
TRCT
4
Tower Research Capital (TRC)
New York
$928K
5
RJA
5
Raymond James & Associates
Florida
$15.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$53.1M 1,980,972 +142,608 +8%
RIG
2
RiverFront Investment Group
Virginia
$37.4M 1,395,275 -54,219 -4%
Wells Fargo
3
Wells Fargo
California
$24.6M 916,880 +49,516 +6%
RJA
4
Raymond James & Associates
Florida
$15.7M 585,618 -20,335 -3%
UBS Group
5
UBS Group
Switzerland
$13.4M 501,324 +103,933 +26%
Bank of America
6
Bank of America
North Carolina
$10.1M 376,329 +202,086 +116%
NCM
7
Niemann Capital Management
Nevada
$9.27M 345,951 +345,951 New
HighTower Advisors
8
HighTower Advisors
Illinois
$6.51M 242,741 +7,418 +3%
LPL Financial
9
LPL Financial
California
$6.42M 239,794 +105,180 +78%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.45M 203,662 +9,365 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.15M 192,429 +32,567 +20%
WP
12
WealthSource Partners
California
$4.34M 162,062 +66,821 +70%
Stifel Financial
13
Stifel Financial
Missouri
$4.25M 158,783 -143,837 -48%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$3.87M 144,644 +13,883 +11%
BTS
15
BB&T Securities
Virginia
$3.02M 112,949 +5,700 +5%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.96M 110,612 +99,250 +874%
SWM
17
Segment Wealth Management
Texas
$2.6M 96,950 +96,950 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.54M 94,922 +78,695 +485%
SMG
19
Smart Money Group
Texas
$2.4M 89,562 -17,300 -16%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.33M 87,147 +45,379 +109%
BFA
21
Brendel Financial Advisors
New Hampshire
$1.98M 73,954 +73,954 New
CA
22
Cetera Advisors
Colorado
$1.81M 67,840 +67,840 New
VBFP
23
Valtinson Bruner Financial Planning
Minnesota
$1.74M 64,893 +64,893 New
PCM
24
Penserra Capital Management
California
$1.54M 57,601 +57,601 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.24M 46,456 +34,842 +300%
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