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First Trust Utilities AlphaDEX Fund

105 hedge funds and large institutions have $1.06B invested in First Trust Utilities AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 36

1.54% less ownership

Funds ownership: 82.86%81.32% (-1.5%)

3% less funds holding

Funds holding: 108105 (-3)

5% less capital invested

Capital invested by funds: $1.12B → $1.06B (-$57.9M)

17% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 18

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
105
Holders Change
-3
Holders Change %
-2.78%
% of All Funds
2.3%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
15
Increased
36
Reduced
36
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$549M -$51.5M -1,778,106 -9%
Morgan Stanley
2
Morgan Stanley
New York
$114M +$4.06M +139,964 +4%
Wells Fargo
3
Wells Fargo
California
$75.5M +$995K +34,329 +1%
Bank of America
4
Bank of America
North Carolina
$42.9M +$5.16M +178,106 +14%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$27.4M +$6.72M +231,918 +33%
UBS Group
6
UBS Group
Switzerland
$24.4M -$6.07M -209,262 -20%
RJA
7
Raymond James & Associates
Florida
$22.5M -$3.33M -114,910 -13%
NC
8
NewSquare Capital
Pennsylvania
$19.1M +$950K +32,784 +5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$15.1M +$362K +12,474 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.2M -$5.5M -189,579 -33%
TC
11
Trilogy Capital
California
$10.7M +$10.6M +365,270 New
LPL Financial
12
LPL Financial
California
$10.3M +$807K +27,823 +9%
Stifel Financial
13
Stifel Financial
Missouri
$8.6M +$1.79M +61,815 +27%
SB
14
Suntrust Banks
Georgia
$8.13M -$98K -3,380 -1%
NA
15
NewEdge Advisors
Louisiana
$7.51M +$820K +28,297 +13%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$7.15M -$715K -24,651 -9%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$6.53M +$446K +15,378 +8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.49M -$3.03M -104,443 -32%
SAM
19
Shamrock Asset Management
Texas
$6.04M -$594K -20,491 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.63M -$182K -6,263 -3%
ODG
21
O'Dell Group
Ohio
$5.58M -$3.49M -120,477 -39%
WP
22
WealthSource Partners
California
$4.58M -$1.18M -40,796 -21%
ASN
23
Advisory Services Network
Georgia
$4.21M
HighTower Advisors
24
HighTower Advisors
Illinois
$4.15M -$6.74M -232,450 -62%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4M +$13.4K +463 +0.3%

FXU Hedge Fund Activity: Q3 2019 in Review

105 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2019, worth a combined $1.06B — down 5.2% from $1.12B a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FXU and 15 opened new positions — a net loss of 3 holders — while 36 trimmed existing stakes and 36 added.

The largest buyer was Trilogy Capital, opening a new position worth an estimated $10.6M. The largest seller was First Trust Advisors, cutting an estimated $51.5M.

  • 105 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2019, down from 108 in Q2 2019.
  • Funds reported $1.06B of First Trust Utilities AlphaDEX Fund stock for Q3 2019, down 5.2% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -3 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2019 was Trilogy Capital, an estimated $10.6M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2019 was First Trust Advisors, an estimated $51.5M sold.

Based on aggregated 13F filings for Q3 2019.