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First Trust Utilities AlphaDEX Fund

23 hedge funds and large institutions have $73M invested in First Trust Utilities AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 15 closing their positions.

Holders
23
Holders Change
-12
Holders Change %
-34.29%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
9
Reduced
7
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$51M 2,513,052 +275,635 +12%
Morgan Stanley
2
Morgan Stanley
New York
$4.74M 233,775 -83,136 -26%
U
3
UBS
Switzerland
$4.17M 205,793 +40,460 +24%
Wells Fargo
4
Wells Fargo
California
$3.35M 165,227 -169,936 -51%
SAM
5
SignalPoint Asset Management
Missouri
$2.09M 103,079 +32,421 +46%
Goldman Sachs
6
Goldman Sachs
New York
$2.03M 99,972 -6,735 -6%
CS
7
Credit Suisse
Switzerland
$1.28M 62,854 +1,154 +2%
LPL Financial
8
LPL Financial
California
$1.06M 52,458 -2,266 -4%
NES
9
New England Securities
New York
$509K 25,114 +25,114 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$464K 22,879 -28,208 -55%
TT
11
Tower Trust
Indiana
$434K 21,395 -562 -3%
IH
12
IFC Holdings
Florida
$409K 20,308 +106 +0.5%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$406K 20,010 +20,010 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$327K 16,122 +182 +1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$313K 15,428 +4,118 +36%
BRWA
16
B. Riley Wealth Advisors
Florida
$274K 13,500 +300 +2%
AIG
17
American International Group
New York
$83.1K 4,099
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$47K 2,320 +19 +0.8%
MFS
19
MSI Financial Services
Massachusetts
$38K 1,865 +1,865 New
WA
20
WFG Advisors
Texas
$15K 750 -250 -25%
WEC
21
Winslow Evans & Crocker
Massachusetts
$9K 450 +450 New
TIM
22
Tortoise Investment Management
New York
$5K 248
AC
23
Alexandria Capital
Virginia
$3K 172
NA
24
Navellier & Associates
Nevada
-2,913,202 Closed
FSIM
25
F-Squared Investment Management
Massachusetts
-1,379,032 Closed