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First Trust Utilities AlphaDEX Fund

35 hedge funds and large institutions have $209M invested in First Trust Utilities AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 12 closing their positions.

Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
8
Increased
13
Reduced
10
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
NA
1
Navellier & Associates
Nevada
$58M 2,913,202 +2,738,741 +1,570%
Bank of America
2
Bank of America
North Carolina
$44.5M 2,237,417 +99,811 +5%
FSIM
3
F-Squared Investment Management
Massachusetts
$27.4M 1,379,032 +1,379,032 New
BTS
4
BB&T Securities
Virginia
$23.8M 119,758 +62,793 +110%
PPA
5
Parametric Portfolio Associates
Washington
$18.6M 935,859 +341,388 +57%
Wells Fargo
6
Wells Fargo
California
$6.67M 335,163 -147,752 -31%
Morgan Stanley
7
Morgan Stanley
New York
$6.31M 316,911 -21,636 -6%
PI
8
Placemark Investments
Illinois
$4.76M 238,858 +78,951 +49%
U
9
UBS
Switzerland
$3.29M 165,333 -7,558 -4%
FA
10
FDx Advisors
Illinois
$2.71M 136,009 +38,128 +39%
Goldman Sachs
11
Goldman Sachs
New York
$2.12M 106,707 +106,707 New
SAM
12
SignalPoint Asset Management
Missouri
$1.41M 70,658 -15,503 -18%
CS
13
Credit Suisse
Switzerland
$1.23M 61,700 -104,138 -63%
LPL Financial
14
LPL Financial
California
$1.1M 54,724 -637 -1%
PFS
15
Prospera Financial Services
Texas
$1.1M 54,741 +54,741 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.02M 51,087 +14,082 +38%
VF
17
Virtu Financial
New York
$910K 45,745 +29,467 +181%
SNC
18
Stifel Nicolaus & Co
Missouri
$614K 30,867 +13,361 +76%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$456K 22,921 +22,921 New
TT
20
Tower Trust
Indiana
$437K 21,957 -4,438 -17%
IH
21
IFC Holdings
Florida
$403K 20,202 +8,579 +74%
VKH
22
Virtu KCG Holdings
New York
$388K 19,486 +19,486 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$317K 15,940 +4,467 +39%
BRWA
24
B. Riley Wealth Advisors
Florida
$263K 13,200 +300 +2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$236K 11,839 -1,262 -10%