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First Trust Utilities AlphaDEX Fund

83 hedge funds and large institutions have $95.5M invested in First Trust Utilities AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

13% more capital invested

Capital invested by funds: $84.8M → $95.5M (+$10.7M)

9% more funds holding

Funds holding: 7683 (+7)

4.64% more ownership

Funds ownership: 46.6%51.24% (+4.6%)

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
25
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.2M -$824K -26,516 -3%
Wells Fargo
2
Wells Fargo
California
$7.81M +$2.79M +89,798 +60%
UBS Group
3
UBS Group
Switzerland
$7.75M +$6.04M +194,506 +459%
LPL Financial
4
LPL Financial
California
$6.36M +$1.01M +32,428 +20%
SMF
5
Sterling Manor Financial
New York
$5.07M +$4.81M +154,973 New
Bank of America
6
Bank of America
North Carolina
$4.62M -$1.65M -53,000 -27%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$4.55M +$141K +4,537 +3%
Osaic Holdings
8
Osaic Holdings
Arizona
$3.51M -$1.43M -45,993 -30%
RJA
9
Raymond James & Associates
Florida
$2.1M -$281K -9,046 -12%
Truist Financial
10
Truist Financial
North Carolina
$1.8M +$511K +16,435 +42%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.72M -$43.8K -1,410 -3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.41M +$1.11M +35,640 +472%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.24M +$172K +5,533 +17%
FTUS
14
Flow Traders U.S.
New York
$1.13M +$1.07M +34,571 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.11M +$344K +11,077 +48%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.11M +$126K +4,069 +14%
Stifel Financial
17
Stifel Financial
Missouri
$1.06M -$241K -7,767 -19%
SFG
18
StrategIQ Financial Group
Indiana
$795K +$6.21K +200 +0.8%
JAWM
19
J. Arnold Wealth Management
Ohio
$705K -$4.01K -129 -0.6%
CCA
20
Cottonwood Capital Advisors
Utah
$619K +$588K +18,926 New
RCAG
21
Rehmann Capital Advisory Group
Michigan
$603K +$120K +3,879 +27%
SWM
22
Spire Wealth Management
Virginia
$550K -$215K -6,917 -29%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$509K +$78.8K +2,536 +19%
MAP
24
Milestone Advisory Partners
North Carolina
$500K
AW
25
ACG Wealth
Georgia
$436K -$23K -742 -5%

FXU Hedge Fund Activity: Q4 2021 in Review

83 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2021, worth a combined $95.5M — up 13% from $84.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXU positions and 8 closed out — a net gain of 7 holders — while 25 added to existing stakes and 24 trimmed.

The largest buyer was UBS Group, adding an estimated $6.04M. The largest seller was HighTower Advisors, exiting entirely with an estimated $4.45M sold.

  • 83 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2021, up from 76 in Q3 2021.
  • Funds reported $95.5M of First Trust Utilities AlphaDEX Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2021 and 8 closed out, a net change of +7 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2021 was UBS Group, an estimated $6.04M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2021 was HighTower Advisors, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2021.