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First Trust Utilities AlphaDEX Fund

80 hedge funds and large institutions have $151M invested in First Trust Utilities AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more capital invested

Capital invested by funds: $95.5M → $151M (+$55.4M)

10.1% more ownership

Funds ownership: 51.24%61.33% (+10%)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

4% less funds holding

Funds holding: 8380 (-3)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
80
Holders Change
-3
Holders Change %
-3.61%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
26
Reduced
25
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Congress Wealth Management
Massachusetts
$48.8M +$45.9M +1,435,199 New
Morgan Stanley
2
Morgan Stanley
New York
$29.9M +$499K +15,611 +2%
UBS Group
3
UBS Group
Switzerland
$8.32M +$245K +7,650 +3%
LPL Financial
4
LPL Financial
California
$7.93M +$1.23M +38,626 +20%
Wells Fargo
5
Wells Fargo
California
$5.84M -$2.15M -67,353 -28%
Bank of America
6
Bank of America
North Carolina
$5.44M +$599K +18,756 +13%
Truist Financial
7
Truist Financial
North Carolina
$5.33M +$3.24M +101,440 +184%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$4.99M +$3.47M +108,712 +287%
Stifel Financial
9
Stifel Financial
Missouri
$2.49M +$1.31M +40,829 +126%
RJA
10
Raymond James & Associates
Florida
$2.26M +$77.4K +2,422 +4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.23M +$1.73M +54,043 +466%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.76M -$25.9K -809 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.69M -$1.56M -48,791 -45%
IWM
14
IHT Wealth Management
Illinois
$1.6M +$1.51M +47,146 New
CAN
15
Cetera Advisor Networks
California
$1.43M +$1.08M +33,920 +412%
RCAG
16
Rehmann Capital Advisory Group
Michigan
$1.28M +$612K +19,138 +104%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.16M +$7.61K +238 +0.7%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1M -$436K -13,637 -32%
JAWM
19
J. Arnold Wealth Management
Ohio
$1M +$252K +7,885 +37%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$993K +$436K +13,648 +88%
LMKC
21
L.M. Kohn & Company
Ohio
$804K +$755K +23,629 New
HWM
22
HB Wealth Management
Georgia
$764K +$718K +22,454 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$728K -$405K -12,680 -37%
WWM
24
Western Wealth Management
Colorado
$686K +$323K +10,090 +100%
SFG
25
StrategIQ Financial Group
Indiana
$677K -$141K -4,420 -18%

FXU Hedge Fund Activity: Q1 2022 in Review

80 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2022, worth a combined $151M — up 58% from $95.5M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FXU and 11 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 26 added.

The largest buyer was Congress Wealth Management, opening a new position worth an estimated $45.9M. The largest seller was Sterling Manor Financial, cutting an estimated $4.47M.

  • 80 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2022, down from 83 in Q4 2021.
  • Funds reported $151M of First Trust Utilities AlphaDEX Fund stock for Q1 2022, up 58% quarter-over-quarter.
  • 11 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2022 and 12 closed out, a net change of -1 holder.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2022 was Congress Wealth Management, an estimated $45.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2022 was Sterling Manor Financial, an estimated $4.47M sold.

Based on aggregated 13F filings for Q1 2022.