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First Trust Utilities AlphaDEX Fund

108 hedge funds and large institutions have $293M invested in First Trust Utilities AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

22% more capital invested

Capital invested by funds: $241M → $293M (+$52.6M)

15% more funds holding

Funds holding: 94108 (+14)

3.09% more ownership

Funds ownership: 66.22%69.31% (+3.1%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
1.86%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
23
Increased
43
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.9M +$4.62M +136,234 +8%
CWM
2
Congress Wealth Management
Massachusetts
$43.4M -$10.5M -310,291 -18%
LPL Financial
3
LPL Financial
California
$24.4M +$13.9M +408,739 +105%
Wells Fargo
4
Wells Fargo
California
$21M +$3.98M +117,443 +21%
VCM
5
Virtue Capital Management
Tennessee
$12.9M +$3.92M +115,614 +38%
UBS Group
6
UBS Group
Switzerland
$10.5M +$2.66M +78,409 +30%
AWM
7
AE Wealth Management
Kansas
$9.78M +$10.9M +320,047 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.79M +$5.67M +167,078 +190%
RJA
9
Raymond James & Associates
Florida
$7.03M +$5.25M +154,714 +205%
Truist Financial
10
Truist Financial
North Carolina
$6.7M -$568K -16,732 -7%
KAS
11
Kestra Advisory Services
Texas
$6.15M +$5.94M +174,961 +663%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.86M +$3.87M +114,021 +147%
Bank of America
13
Bank of America
North Carolina
$5.72M -$637K -18,767 -9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$5.72M +$208K +6,141 +3%
CAN
15
Cetera Advisor Networks
California
$4.93M +$659K +19,433 +14%
FEG
16
Financial Enhancement Group
Indiana
$4.45M -$25.7K -758 -0.5%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$4.18M +$3.93M +115,937 +557%
CAG
18
Csenge Advisory Group
Florida
$4.07M +$4.52M +133,235 New
RCAG
19
Rehmann Capital Advisory Group
Michigan
$2.86M +$620K +18,279 +24%
Citadel Advisors
20
Citadel Advisors
Florida
$2.81M +$3.12M +91,882 New
HI
21
Harbour Investments
Wisconsin
$2.44M
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$2.27M +$712K +20,987 +39%
MIAN
23
Mariner Independent Advisor Network
Kansas
$2.11M +$2.35M +69,155 New
MWM
24
MinichMacGregor Wealth Management
New York
$1.92M +$2.13M +62,879 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.76M -$504K -14,868 -21%

FXU Hedge Fund Activity: Q3 2022 in Review

108 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2022, worth a combined $293M — up 22% from $241M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $13.9M. The largest seller was Congress Wealth Management, cutting an estimated $10.5M.

  • 108 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2022, up from 94 in Q2 2022.
  • Funds reported $293M of First Trust Utilities AlphaDEX Fund stock for Q3 2022, up 22% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2022 was LPL Financial, an estimated $13.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2022 was Congress Wealth Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2022.