FXU icon

First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

74 hedge funds and large institutions have $87.4M invested in First Trust Utilities AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 34 reducing their positions, and 10 closing their positions.

Holders
74
Holders Change
-3
Holders Change %
-3.9%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
13
Reduced
34
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IAIM
1
International Assets Investment Management
Florida
$8.71M
2
CF
2
Centaurus Financial
California
$2.45M
3
Citadel Advisors
3
Citadel Advisors
Florida
$3.87M
4
Osaic Holdings
4
Osaic Holdings
Arizona
$2.79M
5
SWM
5
Spire Wealth Management
Virginia
$671K

Top Sellers

1
JAWM
1
J. Arnold Wealth Management
Ohio
$377K
2
Bank of America
2
Bank of America
North Carolina
$4.72M
3
Truist Financial
3
Truist Financial
North Carolina
$1.43M
4
UBS Group
4
UBS Group
Switzerland
$1.33M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$640K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26.5M 889,467 -51,310 -5%
IAIM
2
International Assets Investment Management
Florida
$8.71M 164,016 +83,046 +103%
Wells Fargo
3
Wells Fargo
California
$6.01M 201,552 -48,778 -19%
LPL Financial
4
LPL Financial
California
$4.93M 165,210 +10,871 +7%
Bank of America
5
Bank of America
North Carolina
$4.72M 158,366 -146,390 -48%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$4.28M 143,517 -24,680 -15%
Citadel Advisors
7
Citadel Advisors
Florida
$3.87M 129,894 +67,311 +108%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.79M 93,658 +28,451 +44%
CF
9
Centaurus Financial
California
$2.45M 82,085 +82,085 New
RJA
10
Raymond James & Associates
Florida
$1.96M 65,828 -20,393 -24%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.64M 54,956 -34,175 -38%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.44M 48,242 -49,194 -50%
Truist Financial
13
Truist Financial
North Carolina
$1.43M 47,861 -99,272 -67%
UBS Group
14
UBS Group
Switzerland
$1.33M 44,539 -92,406 -67%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.04M 34,971 -31,209 -47%
Stifel Financial
16
Stifel Financial
Missouri
$945K 31,671 -687 -2%
FTUS
17
Flow Traders U.S.
New York
$840K 28,168 -2,265 -7%
AW
18
ACG Wealth
Georgia
$762K 25,573 -1,866 -7%
SFG
19
StrategIQ Financial Group
Indiana
$731K 24,510 -1,830 -7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$685K 22,985 -10,638 -32%
SWM
21
Spire Wealth Management
Virginia
$671K 22,589 +22,589 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$640K 21,463 -86,453 -80%
WWM
23
Western Wealth Management
Colorado
$600K 20,112 +10,957 +120%
PFS
24
Prospera Financial Services
Texas
$523K 17,535 -21,567 -55%
TRCT
25
Tower Research Capital (TRC)
New York
$513K 17,218 -6,263 -27%
1
2 3 4