First Trust Utilities AlphaDEX Fund
FXU
99 hedge funds and large institutions have $1.24B invested in First Trust Utilities AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 57 reducing their positions, and 17 closing their positions.
84.28% more ownership
Funds ownership: 0% → 84.28% (+84%)
33% more funds holding in top 10
Funds holding in top 10: 3 → 4 (+1)
5% less funds holding
Funds holding: 104 → 99 (-5)
18% less first-time investments, than exits
New positions opened: 14 | Existing positions closed: 17
72% less repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 57
94% less capital inflows, than outflows
Capital inflows: $14.2M | Capital outflows: $224M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$3.72M |
| 2 |
SPC Financial Inc
Rockville,
Maryland
|
+$909K |
| 3 |
HL Financial Services
Louisville,
Kentucky
|
+$352K |
| 4 |
Goldman Sachs
New York
|
+$348K |
| 5 |
MB Financial Bank - Trust Department
Rosemont,
Illinois
|
+$335K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$60M |
| 2 |
Morgan Stanley
New York
|
-$21.8M |
| 3 |
RiverFront Investment Group
Richmond,
Virginia
|
-$19.8M |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$18.8M |
| 5 |
Wells Fargo
San Francisco,
California
|
-$18.1M |
FXU Hedge Fund Activity: Q4 2016 in Review
99 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2016, worth a combined $1.24B — down 12% from $1.41B a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of FXU and 14 opened new positions — a net loss of 3 holders — while 57 trimmed existing stakes and 16 added.
The largest buyer was Citadel Advisors, adding an estimated $3.72M. The largest seller was First Trust Advisors, cutting an estimated $60M.
- 99 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2016, down from 104 in Q3 2016.
- Funds reported $1.24B of First Trust Utilities AlphaDEX Fund stock for Q4 2016, down 12% quarter-over-quarter.
- 14 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2016 and 17 closed out, a net change of -3 holders.
- The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2016 was Citadel Advisors, an estimated $3.72M added.
- The largest First Trust Utilities AlphaDEX Fund seller in Q4 2016 was First Trust Advisors, an estimated $60M sold.
Based on aggregated 13F filings for Q4 2016.