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First Trust Utilities AlphaDEX Fund

120 hedge funds and large institutions have $217M invested in First Trust Utilities AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 46 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

70% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 27

30% more capital invested

Capital invested by funds: $166M → $217M (+$50.7M)

9% more funds holding

Funds holding: 110120 (+10)

2.63% more ownership

Funds ownership: 68.37%71% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
120
Holders Change
+10
Holders Change %
+9.09%
% of All Funds
1.72%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
24
Increased
46
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.7M +$3.72M +104,906 +11%
LPL Financial
2
LPL Financial
California
$20.9M +$3.76M +106,150 +24%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15.5M +$680K +19,184 +5%
Truist Financial
4
Truist Financial
North Carolina
$13.5M -$574K -16,180 -4%
CAG
5
Csenge Advisory Group
Florida
$12.3M +$427K +12,051 +4%
UBS Group
6
UBS Group
Switzerland
$9.89M +$2.72M +76,775 +43%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$9.67M +$2.33M +65,663 +35%
PCH
8
PGIM Custom Harvest
New Jersey
$9M -$404K -11,409 -5%
Wells Fargo
9
Wells Fargo
California
$8.48M +$599K +16,903 +8%
HI
10
Harbour Investments
Wisconsin
$8.41M -$2.59M -73,002 -25%
Bank of America
11
Bank of America
North Carolina
$8.11M +$4.03M +113,718 +117%
DWA
12
Delos Wealth Advisors
Texas
$5.28M +$383K +10,794 +9%
RJA
13
Raymond James & Associates
Florida
$3.82M -$159K -4,482 -4%
Stifel Financial
14
Stifel Financial
Missouri
$3.52M +$1.17M +33,065 +57%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.15M +$1.23M +34,772 +74%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.97M +$2.34M +65,939 +583%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$2.64M +$178K +5,015 +8%
Osaic Holdings
18
Osaic Holdings
Arizona
$2.55M -$50K -1,411 -2%
IWC
19
Integrated Wealth Concepts
Massachusetts
$1.48M +$40K +1,128 +3%
SPC
20
Sigma Planning Corp
Michigan
$1.45M +$73.8K +2,082 +6%
PAG
21
Private Advisor Group
New Jersey
$1.44M +$262K +7,393 +25%
CAS
22
Coppell Advisory Solutions
Texas
$1.21M +$31.2K +879 +3%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.18M +$89K +2,509 +9%
KWA
24
Kingswood Wealth Advisors
California
$1.04M +$962K +27,146 New
Citadel Advisors
25
Citadel Advisors
Florida
$979K -$289K -8,154 -24%

FXU Hedge Fund Activity: Q3 2024 in Review

120 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2024, worth a combined $217M — up 30% from $166M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXU positions and 12 closed out — a net gain of 12 holders — while 46 added to existing stakes and 27 trimmed.

The largest buyer was Bank of America, adding an estimated $4.03M. The largest seller was Harbour Investments, cutting an estimated $2.59M.

  • 120 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2024, up from 110 in Q2 2024.
  • Funds reported $217M of First Trust Utilities AlphaDEX Fund stock for Q3 2024, up 30% quarter-over-quarter.
  • 24 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2024 and 12 closed out, a net change of +12 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2024 was Bank of America, an estimated $4.03M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2024 was Harbour Investments, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2024.