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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

76 hedge funds and large institutions have $84.8M invested in First Trust Utilities AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 9 closing their positions.

Holders
76
Holders Change
-3
Holders Change %
-3.8%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
23
Reduced
28
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HighTower Advisors
1
HighTower Advisors
Illinois
$4.45M
2
VCM
2
Virtue Capital Management
Tennessee
$2.67M
3
Bank of America
3
Bank of America
North Carolina
$5.75M
4
Goldman Sachs
4
Goldman Sachs
New York
$633K
5
LPL Financial
5
LPL Financial
California
$4.8M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1.26M
2
Citadel Advisors
2
Citadel Advisors
Florida
$458K
3
Wells Fargo
3
Wells Fargo
California
$4.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$26.4M
5
FTUS
5
Flow Traders U.S.
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26.4M 890,226 -27,115 -3%
Bank of America
2
Bank of America
North Carolina
$5.75M 194,220 +54,128 +39%
IAIM
3
International Assets Investment Management
Florida
$5.71M 101,076 +3,323 +3%
LPL Financial
4
LPL Financial
California
$4.8M 162,210 +19,224 +13%
Osaic Holdings
5
Osaic Holdings
Arizona
$4.54M 153,288 +12,005 +8%
HighTower Advisors
6
HighTower Advisors
Illinois
$4.45M 150,389 +150,389 New
Wells Fargo
7
Wells Fargo
California
$4.42M 149,173 -40,629 -21%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$3.99M 134,680 -7,091 -5%
VCM
9
Virtue Capital Management
Tennessee
$2.67M 90,048 +90,048 New
RJA
10
Raymond James & Associates
Florida
$2.17M 73,127 +10,219 +16%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.6M 54,012 +2,539 +5%
UBS Group
12
UBS Group
Switzerland
$1.26M 42,410 -201,599 -83%
Stifel Financial
13
Stifel Financial
Missouri
$1.19M 40,199 +6,826 +20%
Truist Financial
14
Truist Financial
North Carolina
$1.15M 38,778 -7,206 -16%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$959K 32,387 +3,441 +12%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$882K 29,786 +3,874 +15%
SFG
17
StrategIQ Financial Group
Indiana
$714K 24,115 -360 -1%
SWM
18
Spire Wealth Management
Virginia
$703K 23,733 +180 +0.8%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$681K 23,018 -5,065 -18%
JAWM
20
J. Arnold Wealth Management
Ohio
$642K 21,706 +6,982 +47%
Goldman Sachs
21
Goldman Sachs
New York
$633K 21,394 +21,394 New
Citadel Advisors
22
Citadel Advisors
Florida
$458K 15,461 -50,711 -77%
MAP
23
Milestone Advisory Partners
North Carolina
$452K 15,287 – –
MML Investors Services
24
MML Investors Services
Massachusetts
$437K 14,771 +7,878 +114%
RCAG
25
Rehmann Capital Advisory Group
Michigan
$431K 14,564 +7,628 +110%
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