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First Trust Utilities AlphaDEX Fund

72 hedge funds and large institutions have $169M invested in First Trust Utilities AlphaDEX Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $123M → $169M (+$46.4M)

14% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 21

7.75% more ownership

Funds ownership: 58.28%66.03% (+7.8%)

16% less funds holding

Funds holding: 8672 (-14)

65% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 20

Holders
72
Holders Change
-14
Holders Change %
-16.28%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
24
Reduced
21
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$38.1M +$171K +6,668 +0.5%
Morgan Stanley
2
Morgan Stanley
New York
$32.4M +$14.9M +583,829 +89%
RJA
3
Raymond James & Associates
Florida
$17.1M +$977K +38,172 +6%
Wells Fargo
4
Wells Fargo
California
$16.6M +$6.25M +244,143 +62%
UBS Group
5
UBS Group
Switzerland
$10.1M +$6.47M +252,829 +189%
Bank of America
6
Bank of America
North Carolina
$8.56M +$1.73M +67,648 +26%
Stifel Financial
7
Stifel Financial
Missouri
$6.59M +$5.69M +222,414 +756%
HighTower Advisors
8
HighTower Advisors
Illinois
$5.95M +$5.51M +215,308 +1,949%
LPL Financial
9
LPL Financial
California
$5.56M +$2.94M +114,953 +118%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$3.38M -$544K -21,266 -14%
BTS
11
BB&T Securities
Virginia
$3.32M -$166K -6,470 -5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.93M -$770K -30,091 -21%
SMG
13
Smart Money Group
Texas
$2.53M +$2.48M +96,697 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.61M +$1.25M +48,883 +390%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.5M +$73.8K +2,884 +5%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.04M
Baird Financial Group
17
Baird Financial Group
Wisconsin
$990K +$968K +37,810 New
Citadel Advisors
18
Citadel Advisors
Florida
$948K +$927K +36,216 New
AA
19
Advisory Alpha
Michigan
$932K +$79.7K +3,114 +10%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$777K +$125K +4,865 +20%
SG Americas Securities
21
SG Americas Securities
New York
$707K +$583K +22,767 +538%
Koshinski Asset Management
22
Koshinski Asset Management
Illinois
$638K -$38K -1,485 -6%
HFS
23
HL Financial Services
Kentucky
$549K -$51.6K -2,017 -9%
CWM
24
Cornerstone Wealth Management
Missouri
$518K +$349K +13,632 New
SB
25
Suntrust Banks
Georgia
$458K -$100K -3,913 -18%

FXU Hedge Fund Activity: Q2 2018 in Review

72 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2018, worth a combined $169M — up 38% from $123M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXU and 7 opened new positions — a net loss of 13 holders — while 21 trimmed existing stakes and 24 added.

The largest buyer was Morgan Stanley, adding an estimated $14.9M. The largest seller was Simplicity Solutions, exiting entirely with an estimated $1.79M sold.

  • 72 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2018, down from 86 in Q1 2018.
  • Funds reported $169M of First Trust Utilities AlphaDEX Fund stock for Q2 2018, up 38% quarter-over-quarter.
  • 7 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2018 and 20 closed out, a net change of -13 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q2 2018 was Morgan Stanley, an estimated $14.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q2 2018 was Simplicity Solutions, an estimated $1.79M sold.

Based on aggregated 13F filings for Q2 2018.