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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

44 hedge funds and large institutions have $95.1M invested in First Trust Utilities AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 10 closing their positions.

Holders
44
Holders Change
-7
Holders Change %
-13.73%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
%
% of All Funds
0.11%
New
4
Increased
18
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$16.1M
2
UBS Group
2
UBS Group
Switzerland
$15.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$17.6M
4
Wells Fargo
4
Wells Fargo
California
$9.82M
5
CS
5
Credit Suisse
Switzerland
$2.69M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$6.58M
2
Bank of America
2
Bank of America
North Carolina
$2.12M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$701K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$376K
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.6M 775,945 +299,673 +63%
BCM
2
Brookstone Capital Management
Illinois
$16.1M 711,681 +711,681 New
UBS Group
3
UBS Group
Switzerland
$15.3M 676,157 +489,488 +262%
Wells Fargo
4
Wells Fargo
California
$9.82M 434,111 +147,777 +52%
Goldman Sachs
5
Goldman Sachs
New York
$6.58M 290,713 -153,850 -35%
FEG
6
Financial Enhancement Group
Indiana
$5.6M 247,279 +33,589 +16%
SAM
7
SignalPoint Asset Management
Missouri
$4.88M 215,605 +10,372 +5%
CS
8
Credit Suisse
Switzerland
$2.69M 118,630 +72,801 +159%
RPG
9
Risk Paradigm Group
Texas
$2.26M 99,957 +62,036 +164%
Bank of America
10
Bank of America
North Carolina
$2.12M 93,885 -77,412 -45%
VF
11
Virtu Financial
New York
$1.42M 62,536 +52,404 +517%
Stifel Financial
12
Stifel Financial
Missouri
$1.01M 44,586 +435 +1%
Millennium Management
13
Millennium Management
New York
$921K 40,701 +762 +2%
LPL Financial
14
LPL Financial
California
$865K 37,486 -15,864 -30%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$834K 36,853 -3,709 -9%
RJA
16
Raymond James & Associates
Florida
$833K 36,797 -3,408 -8%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$701K 30,978 -66,454 -68%
PAG
18
Private Advisor Group
New Jersey
$615K 27,184 -1,396 -5%
HighTower Advisors
19
HighTower Advisors
Illinois
$495K 21,877 +20,087 +1,122%
HF
20
HRT Financial
New York
$468K 20,689 +20,689 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$449K 19,836 +90 +0.5%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$407K 17,960 +6,928 +63%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$396K 17,513 -1,251 -7%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$376K 16,643 -56,700 -77%
VKH
25
Virtu KCG Holdings
New York
$335K 14,823 -25,354 -63%
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