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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

63 hedge funds and large institutions have $146M invested in First Trust Utilities AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 26 reducing their positions, and 14 closing their positions.

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
13
Increased
19
Reduced
26
Closed
14
Calls
$343K
Puts
$225K
Net Calls
+$118K
Net Calls Change
+$621K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.3M
2
Goldman Sachs
2
Goldman Sachs
New York
$10.4M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.5M
4
Citadel Advisors
4
Citadel Advisors
Florida
$2.38M
5
SAM
5
SignalPoint Asset Management
Missouri
$4.85M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$0
2
Bank of America
2
Bank of America
North Carolina
$6.94M
3
BTS
3
BB&T Securities
Virginia
$2.68M
4
PPA
4
Parametric Portfolio Associates
Washington
$0
5
BFA
5
Beaumont Financial Advisors
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.3M 902,213 +255,941 +40%
HA
2
Hays Advisory
Tennessee
$21.3M 900,938 +59,314 +7%
SAM
3
Shamrock Asset Management
Texas
$21.3M 899,588 -63,679 -7%
Goldman Sachs
4
Goldman Sachs
New York
$10.4M 441,558 +132,115 +43%
Wells Fargo
5
Wells Fargo
California
$7.54M 318,751 -46,386 -13%
FHA
6
First Horizon Advisors
Tennessee
$6.95M 293,515 -18,095 -6%
Bank of America
7
Bank of America
North Carolina
$6.94M 293,349 -3,727,601 -93%
UBS Group
8
UBS Group
Switzerland
$4.91M 207,875 -63,415 -23%
SAM
9
SignalPoint Asset Management
Missouri
$4.85M 205,233 +99,293 +94%
AIM
10
Astor Investment Management
Illinois
$4.72M 199,579 -99,616 -33%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.5M 148,238 +120,203 +429%
BTS
12
BB&T Securities
Virginia
$2.68M 11,339 -225,721 -95%
Citadel Advisors
13
Citadel Advisors
Florida
$2.38M 100,639 +100,639 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.24M 94,788 -215,424 -69%
TRCT
15
Tower Research Capital (TRC)
New York
$2.1M 88,730 +59,276 +201%
VF
16
Virtu Financial
New York
$2.02M 85,456 +85,456 New
LPL Financial
17
LPL Financial
California
$1.66M 70,338 -49,548 -41%
Stifel Financial
18
Stifel Financial
Missouri
$1.6M 67,513 -13,017 -16%
Millennium Management
19
Millennium Management
New York
$1.58M 66,805 +66,805 New
VKH
20
Virtu KCG Holdings
New York
$1.26M 53,117 +53,117 New
CS
21
Credit Suisse
Switzerland
$1.25M 52,765 +43,129 +448%
PFS
22
Prospera Financial Services
Texas
$988K 41,778 -19,129 -31%
ACM
23
Aviance Capital Management
Florida
$988K 41,793 +20,058 +92%
RJA
24
Raymond James & Associates
Florida
$893K 37,758 +2,402 +7%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$857K 36,253 +36,253 New
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