Parametric Portfolio Associates’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Parametric Portfolio Associates’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,718,665	Closed	-$42.8M	–	3959
2014 Q4	$42.8M	Buy	+1,718,665	New	+$41.1M	0.09%	237
2014 Q3	–	Sell	-1,276,596	Closed	-$30.4M	–	3830
2014 Q2	$30.4M	Buy	+1,276,596	New	+$29.2M	0.07%	296
2013 Q4	–	Sell	-935,859	Closed	-$18.6M	–	3822
2013 Q3	$18.6M	Buy	935,859 +341,388	+57%	+$6.9M	0.05%	415
2013 Q2	$11.8M	Buy	+594,471	New	+$11.8M	0.03%	546

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Parametric Portfolio Associates's FXU Position: Q1 2015 in Review

Parametric Portfolio Associates sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2015, closing a stake of 1,718,665 shares — an estimated $42.8M sold.

Parametric Portfolio Associates first reported a position in FXU in Q2 2013 and held it in 4 quarters. The position peaked at $42.8M in Q4 2014. 63 funds tracked by Wall St. Rank hold FXU as of Q1 2015.

Parametric Portfolio Associates reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2015 after selling out during the quarter.
Parametric Portfolio Associates sold 1,718,665 First Trust Utilities AlphaDEX Fund shares in Q1 2015, an estimated $42.8M.
Parametric Portfolio Associates first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and held it in 4 quarters.
Parametric Portfolio Associates's First Trust Utilities AlphaDEX Fund position peaked at $42.8M in Q4 2014.
63 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2015.

Based on Parametric Portfolio Associates's 13F filing for Q1 2015, filed 18 May 2015.