Shamrock Asset Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Shamrock Asset Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$6.04M	Sell	203,617 -20,491	-9%	-$594K	4.7%	6
2019 Q2	$6.43M	Sell	224,108 -18,117	-7%	-$516K	4.55%	7
2019 Q1	$6.85M	Buy	+242,225	New	+$6.74M	5.42%	5
2017 Q4	–	Sell	-638	Closed	-$17K	–	286
2017 Q3	$17K	Buy	+638	New	+$17.6K	0.01%	204
2016 Q4	–	Sell	-3,584	Closed	-$92K	–	274
2016 Q3	$92K	Sell	3,584 -561,973	-99%	-$15M	0.05%	110
2016 Q2	$15.3M	Sell	565,557 -87,049	-13%	-$2.23M	8.87%	4
2016 Q1	$17M	Buy	+652,606	New	+$15.4M	10.04%	4
2015 Q2	–	Sell	-899,588	Closed	-$21.3M	–	281
2015 Q1	$21.3M	Sell	899,588 -63,679	-7%	-$1.56M	8.45%	4
2014 Q4	$24M	Buy	+963,267	New	+$23M	9.62%	4
2014 Q3	–	Sell	-56,539	Closed	-$1.35M	–	274
2014 Q2	$1.35M	Buy	+56,539	New	+$1.29M	0.42%	59

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Shamrock Asset Management's FXU Position: Q3 2019 in Review

Shamrock Asset Management reduced its First Trust Utilities AlphaDEX Fund (FXU) stake by 9.1% in Q3 2019, selling an estimated $594K and leaving 203,617 shares worth $6.04M. The position accounts for 4.7% of the portfolio, ranked #6.

Shamrock Asset Management first reported a position in FXU in Q2 2014 and has held it in 10 quarters since. The position peaked at $24M in Q4 2014. 105 funds tracked by Wall St. Rank hold FXU as of Q3 2019.

Shamrock Asset Management held 203,617 shares of First Trust Utilities AlphaDEX Fund worth $6.04M as of Q3 2019.
Shamrock Asset Management sold 20,491 First Trust Utilities AlphaDEX Fund shares in Q3 2019, an estimated $594K.
First Trust Utilities AlphaDEX Fund made up 4.7% of Shamrock Asset Management's portfolio in Q3 2019, its #6 holding.
Shamrock Asset Management first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2014 and has held it in 10 quarters since.
Shamrock Asset Management's First Trust Utilities AlphaDEX Fund position peaked at $24M in Q4 2014.
105 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2019.

Based on Shamrock Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.