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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

54 hedge funds and large institutions have $521M invested in First Trust Utilities AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
54
Holders Change
+24
Holders Change %
+80%
% of All Funds
1.55%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.06%
New
28
Increased
17
Reduced
8
Closed
3
Calls
$439K
Puts
$563K
Net Calls
-$124K
Net Calls Change
-$124K

Top Buyers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$223M
2
BTS
2
BB&T Securities
Virginia
$40.6M
3
PPA
3
Parametric Portfolio Associates
Washington
$30.4M
4
Bank of America
4
Bank of America
North Carolina
$88.9M
5
BFA
5
Beaumont Financial Advisors
Massachusetts
$22.8M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$1.45M
3
NES
3
New England Securities
New York
$34K
4
U
4
UBS
Switzerland
$4.71M
5
PAG
5
Private Advisor Group
New Jersey
$881K
Name Market Value Shares Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$223M 9,345,123 +9,345,123 New
Bank of America
2
Bank of America
North Carolina
$88.9M 3,725,469 +957,326 +35%
BTS
3
BB&T Securities
Virginia
$40.6M 170,321 +170,321 New
PPA
4
Parametric Portfolio Associates
Washington
$30.4M 1,276,596 +1,276,596 New
Morgan Stanley
5
Morgan Stanley
New York
$23.1M 966,803 +646,708 +202%
BFA
6
Beaumont Financial Advisors
Massachusetts
$22.8M 956,818 +956,818 New
Wells Fargo
7
Wells Fargo
California
$22.2M 931,279 +693,125 +291%
NCM
8
Niemann Capital Management
Nevada
$14.8M 621,808 +621,808 New
PI
9
Placemark Investments
Illinois
$9.84M 412,506 +412,506 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.06M 379,628 +360,755 +1,911%
U
11
UBS
Switzerland
$4.71M 197,440 -11,599 -6%
AIM
12
Astor Investment Management
Illinois
$4.22M 176,878 +162,414 +1,123%
SAM
13
SignalPoint Asset Management
Missouri
$2.55M 106,787 -2,061 -2%
LPL Financial
14
LPL Financial
California
$2.3M 96,420 +45,418 +89%
UCFA
15
United Capital Financial Advisors
Texas
$2.14M 89,704 +89,704 New
RIA
16
Regal Investment Advisors
Michigan
$1.65M 68,953 +66,063 +2,286%
VKH
17
Virtu KCG Holdings
New York
$1.49M 62,502 +62,502 New
Goldman Sachs
18
Goldman Sachs
New York
$1.45M 60,605 -39,169 -39%
SAM
19
Shamrock Asset Management
Texas
$1.35M 56,539 +56,539 New
NFG
20
Noven Financial Group
Colorado
$1.34M 56,213 +56,213 New
BRWM
21
B. Riley Wealth Management
Tennessee
$1.28M 53,698 +53,698 New
CS
22
Credit Suisse
Switzerland
$1.08M 45,041 +2,641 +6%
PFS
23
Prospera Financial Services
Texas
$916K 38,392 +38,392 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$887K 37,186 +11,723 +46%
PAG
25
Private Advisor Group
New Jersey
$881K 36,935 -5,058 -12%
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