Placemark Investments’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Placemark Investments’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	$16.7M	Buy	+669,538	New	+$16M	0.29%	72
2014 Q3	–	Sell	-412,506	Closed	-$9.84M	–	1644
2014 Q2	$9.84M	Buy	+412,506	New	+$9.42M	0.18%	125
2013 Q4	–	Sell	-238,858	Closed	-$4.75M	–	1630
2013 Q3	$4.75M	Buy	238,858 +78,951	+49%	+$1.59M	0.09%	275
2013 Q2	$3.17M	Buy	+159,907	New	+$3.18M	0.07%	349

Other funds holding FXU

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Placemark Investments's FXU Position: Q4 2014 in Review

Placemark Investments opened a new position in First Trust Utilities AlphaDEX Fund (FXU) in Q4 2014: 669,538 shares worth $16.7M. The stake represents 0.29% of the portfolio and ranks #72 among its holdings. This is a return to the name: Placemark Investments previously reported a position in FXU as recently as Q2 2014.

Placemark Investments first reported a position in FXU in Q2 2013 and has held it in 4 quarters since. 66 funds tracked by Wall St. Rank hold FXU as of Q4 2014.

Placemark Investments held 669,538 shares of First Trust Utilities AlphaDEX Fund worth $16.7M as of Q4 2014.
First Trust Utilities AlphaDEX Fund was a new Placemark Investments position in Q4 2014.
First Trust Utilities AlphaDEX Fund made up 0.29% of Placemark Investments's portfolio in Q4 2014, its #72 holding.
Placemark Investments first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and has held it in 4 quarters since.
66 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2014.

Based on Placemark Investments's 13F filing for Q4 2014, filed 17 Feb 2015.