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First Trust Utilities AlphaDEX Fund
FXU

40 hedge funds and large institutions have $103M invested in First Trust Utilities AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 40 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

54.38% more ownership

Funds ownership: 0% → 54.38% (+54%)

Holders
40
Holders Change
+40
Holders Change %
–
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
40
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$42.3M +$42.5M +2,137,606 New
PPA
2
Parametric Portfolio Associates
Washington
$11.8M +$11.8M +594,471 New
Wells Fargo
3
Wells Fargo
California
$9.56M +$9.6M +482,915 New
Morgan Stanley
4
Morgan Stanley
New York
$6.7M +$6.73M +338,547 New
BFA
5
Beaumont Financial Advisors
Massachusetts
$6.02M +$6.05M +304,263 New
NA
6
Navellier & Associates
Nevada
$3.45M +$3.47M +174,461 New
U
7
UBS
Switzerland
$3.42M +$3.44M +172,891 New
CS
8
Credit Suisse
Switzerland
$3.28M +$3.3M +165,838 New
PI
9
Placemark Investments
Illinois
$3.17M +$3.18M +159,907 New
FA
10
FDx Advisors
Illinois
$1.94M +$1.95M +97,881 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.84M +$1.85M +93,093 New
SAM
12
SignalPoint Asset Management
Missouri
$1.71M +$1.71M +86,161 New
DS
13
DRW Securities
Illinois
$1.57M +$1.58M +79,476 New
LPL Financial
14
LPL Financial
California
$1.1M +$1.1M +55,361 New
KCG
15
Knight Capital Group
$832K +$834K +41,969 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$732K +$736K +37,005 New
TT
17
Tower Trust
Indiana
$522K +$525K +26,395 New
RJA
18
Raymond James & Associates
Florida
$412K +$414K +20,839 New
SNC
19
Stifel Nicolaus & Co
Missouri
$346K +$348K +17,506 New
VF
20
Virtu Financial
New York
$323K +$324K +16,278 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$311K +$312K +15,695 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$259K +$260K +13,101 New
BRWA
23
B. Riley Wealth Advisors
Florida
$255K +$256K +12,900 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$246K +$247K +12,429 New
IH
25
IFC Holdings
Florida
$229K +$231K +11,623 New
1
2

FXU Hedge Fund Activity: Q2 2013 in Review

40 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q2 2013, worth a combined $103M.

Buyers outnumbered sellers: 40 funds opened new FXU positions and 0 closed out — a net gain of 40 holders — while 0 added to existing stakes and 0 trimmed.

  • 40 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $103M of First Trust Utilities AlphaDEX Fund stock for Q2 2013.
  • 40 funds opened new First Trust Utilities AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +40 holders.

Based on aggregated 13F filings for Q2 2013.