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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

40 hedge funds and large institutions have $103M invested in First Trust Utilities AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 40 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
40
Holders Change
+40
Holders Change %
–
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
40
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$42.3M
2
PPA
2
Parametric Portfolio Associates
Washington
$11.8M
3
Wells Fargo
3
Wells Fargo
California
$9.56M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.7M
5
BFA
5
Beaumont Financial Advisors
Massachusetts
$6.02M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$42.3M 2,137,606 +2,137,606 New
PPA
2
Parametric Portfolio Associates
Washington
$11.8M 594,471 +594,471 New
Wells Fargo
3
Wells Fargo
California
$9.56M 482,915 +482,915 New
Morgan Stanley
4
Morgan Stanley
New York
$6.7M 338,547 +338,547 New
BFA
5
Beaumont Financial Advisors
Massachusetts
$6.02M 304,263 +304,263 New
NA
6
Navellier & Associates
Nevada
$3.45M 174,461 +174,461 New
U
7
UBS
Switzerland
$3.42M 172,891 +172,891 New
CS
8
Credit Suisse
Switzerland
$3.28M 165,838 +165,838 New
PI
9
Placemark Investments
Illinois
$3.17M 159,907 +159,907 New
FA
10
FDx Advisors
Illinois
$1.94M 97,881 +97,881 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.85M 93,093 +93,093 New
SAM
12
SignalPoint Asset Management
Missouri
$1.71M 86,161 +86,161 New
DS
13
DRW Securities
Illinois
$1.57M 79,476 +79,476 New
LPL Financial
14
LPL Financial
California
$1.1M 55,361 +55,361 New
KCG
15
Knight Capital Group
$832K 41,969 +41,969 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$732K 37,005 +37,005 New
TT
17
Tower Trust
Indiana
$522K 26,395 +26,395 New
RJA
18
Raymond James & Associates
Florida
$412K 20,839 +20,839 New
SNC
19
Stifel Nicolaus & Co
Missouri
$346K 17,506 +17,506 New
VF
20
Virtu Financial
New York
$323K 16,278 +16,278 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$311K 15,695 +15,695 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$259K 13,101 +13,101 New
BRWA
23
B. Riley Wealth Advisors
Florida
$255K 12,900 +12,900 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$246K 12,429 +12,429 New
IH
25
IFC Holdings
Florida
$229K 11,623 +11,623 New
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