We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

95 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding

Funds holding: 9195 (+4)

0% more capital invested

Capital invested by funds: $243M → $243M (+$473K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.26% less ownership

Funds ownership: 62.89%62.63% (-0.26%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
23
Reduced
31
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$50.1M -$5.83M -209,558 -11%
RIG
2
RiverFront Investment Group
Virginia
$35M -$4.35M -156,436 -11%
Wells Fargo
3
Wells Fargo
California
$24.8M -$1.15M -41,264 -5%
UBS Group
4
UBS Group
Switzerland
$19.8M +$5.5M +197,675 +39%
RJA
5
Raymond James & Associates
Florida
$13.8M -$2.7M -96,919 -17%
Bank of America
6
Bank of America
North Carolina
$8.92M -$1.7M -60,954 -16%
HighTower Advisors
7
HighTower Advisors
Illinois
$8.88M +$1.98M +71,120 +29%
LPL Financial
8
LPL Financial
California
$7.51M +$718K +25,793 +11%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$7.4M +$1.61M +57,872 +28%
SAM
10
Shamrock Asset Management
Texas
$6.85M +$6.74M +242,225 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.37M -$73.9K -2,656 -1%
Stifel Financial
12
Stifel Financial
Missouri
$4.96M +$470K +16,877 +11%
FI
13
FormulaFolio Investments
Michigan
$3.94M +$3.88M +139,435 New
MML Investors Services
14
MML Investors Services
Massachusetts
$3.77M +$3.29M +118,231 +785%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.29M -$791K -28,435 -20%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.98M -$148K -5,314 -5%
BTS
17
BB&T Securities
Virginia
$2.63M -$553K -19,884 -18%
ACM
18
AlphaStar Capital Management
North Carolina
$2.2M +$2.17M +77,905 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.02M -$650K -23,350 -25%
CA
20
Cetera Advisors
Colorado
$1.94M +$20.2K +725 +1%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.82M -$638K -22,928 -26%
VBFP
22
Valtinson Bruner Financial Planning
Minnesota
$1.79M -$42.6K -1,530 -2%
PFS
23
Prospera Financial Services
Texas
$1.74M +$742K +26,656 +77%
MWM
24
MinichMacGregor Wealth Management
New York
$1.66M +$1.64M +58,786 New
IAA
25
Independent Advisor Alliance
North Carolina
$1.44M +$1.06M +38,183 +301%

FXU Hedge Fund Activity: Q1 2019 in Review

95 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2019, worth a combined $243M — up 0.19% from $243M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXU positions and 16 closed out — a net gain of 4 holders — while 23 added to existing stakes and 31 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $6.74M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.27M sold.

  • 95 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2019, up from 91 in Q4 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q1 2019, up 0.19% quarter-over-quarter.
  • 20 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2019 and 16 closed out, a net change of +4 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2019 was Shamrock Asset Management, an estimated $6.74M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2019 was Niemann Capital Management, an estimated $9.27M sold.

Based on aggregated 13F filings for Q1 2019.