We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

114 hedge funds and large institutions have $255M invested in First Trust Utilities AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

6% more funds holding

Funds holding: 108114 (+6)

0.03% more ownership

Funds ownership: 69.31%69.34% (+0.03%)

13% less capital invested

Capital invested by funds: $293M → $255M (-$38M)

Holders
114
Holders Change
+6
Holders Change %
+5.56%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
23
Increased
42
Reduced
29
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.5M -$5.97M -183,847 -10%
LPL Financial
2
LPL Financial
California
$28.7M +$2.16M +66,605 +8%
Wells Fargo
3
Wells Fargo
California
$18M -$4.73M -145,671 -21%
VCM
4
Virtue Capital Management
Tennessee
$15.4M +$1.42M +43,655 +10%
Bank of America
5
Bank of America
North Carolina
$11.6M +$5.31M +163,435 +87%
UBS Group
6
UBS Group
Switzerland
$11.6M +$171K +5,263 +2%
HI
7
Harbour Investments
Wisconsin
$9.97M +$7.3M +224,615 +298%
Osaic Holdings
8
Osaic Holdings
Arizona
$9.1M +$2.67M +82,269 +43%
KAS
9
Kestra Advisory Services
Texas
$7.39M +$688K +21,182 +11%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.39M +$174K +5,348 +3%
CAN
11
Cetera Advisor Networks
California
$5.43M +$69.7K +2,147 +1%
RJA
12
Raymond James & Associates
Florida
$4.78M -$2.79M -85,997 -37%
CAG
13
Csenge Advisory Group
Florida
$4.66M +$230K +7,065 +5%
Truist Financial
14
Truist Financial
North Carolina
$4.63M -$2.59M -79,834 -36%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$4.3M -$4.08M -125,455 -49%
Stifel Financial
16
Stifel Financial
Missouri
$3.74M +$1.86M +57,128 +103%
RCAG
17
Rehmann Capital Advisory Group
Michigan
$3.27M +$159K +4,889 +5%
AWM
18
AE Wealth Management
Kansas
$3.26M -$7.2M -221,755 -69%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.73M +$257K +7,896 +11%
CAM
20
Concorde Asset Management
Michigan
$2.7M +$2.64M +81,351 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.62M +$1.11M +34,161 +76%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$2.6M -$1.9M -58,599 -43%
Mariner
23
Mariner
Kansas
$2.25M +$2.2M +67,802 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$2.19M +$437K +13,460 +26%
MWM
25
MinichMacGregor Wealth Management
New York
$2.05M -$41.9K -1,289 -2%

FXU Hedge Fund Activity: Q4 2022 in Review

114 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2022, worth a combined $255M — down 13% from $293M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 14 closed out — a net gain of 9 holders — while 42 added to existing stakes and 29 trimmed.

The largest buyer was Harbour Investments, adding an estimated $7.3M. The largest seller was Congress Wealth Management, cutting an estimated $45.8M.

  • 114 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2022, up from 108 in Q3 2022.
  • Funds reported $255M of First Trust Utilities AlphaDEX Fund stock for Q4 2022, down 13% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2022 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2022 was Harbour Investments, an estimated $7.3M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2022 was Congress Wealth Management, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2022.