F-Squared Investment Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

F-Squared Investment Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-14,281,304	Closed	-$355M	–	23
2014 Q4	$355M	Buy	+14,281,304	New	+$342M	8.47%	2
2014 Q3	–	Sell	-9,345,123	Closed	-$223M	–	45
2014 Q2	$223M	Buy	+9,345,123	New	+$213M	5.62%	3
2013 Q4	–	Sell	-1,379,032	Closed	-$27.4M	–	43
2013 Q3	$27.4M	Buy	+1,379,032	New	+$27.9M	3.74%	10

Other funds holding FXU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

F-Squared Investment Management's FXU Position: Q1 2015 in Review

F-Squared Investment Management sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q1 2015, closing a stake of 14,281,304 shares — an estimated $355M sold.

F-Squared Investment Management first reported a position in FXU in Q3 2013 and held it in 3 quarters. The position peaked at $355M in Q4 2014. 63 funds tracked by Wall St. Rank hold FXU as of Q1 2015.

F-Squared Investment Management reported no remaining First Trust Utilities AlphaDEX Fund position as of Q1 2015 after selling out during the quarter.
F-Squared Investment Management sold 14,281,304 First Trust Utilities AlphaDEX Fund shares in Q1 2015, an estimated $355M.
F-Squared Investment Management first reported a position in First Trust Utilities AlphaDEX Fund in Q3 2013 and held it in 3 quarters.
F-Squared Investment Management's First Trust Utilities AlphaDEX Fund position peaked at $355M in Q4 2014.
63 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q1 2015.

Based on F-Squared Investment Management's 13F filing for Q1 2015, filed 15 May 2015.