Astor Investment Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Astor Investment Management’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-92,144	Closed	-$2.5M	–	39
2017 Q2	$2.5M	Sell	92,144 -8,258	-8%	-$228K	0.47%	29
2017 Q1	$2.75M	Sell	100,402 -8,271	-8%	-$225K	0.52%	29
2016 Q4	$2.9M	Sell	108,673 -13,017	-11%	-$338K	0.56%	28
2016 Q3	$3.15M	Sell	121,690 -18,309	-13%	-$489K	0.6%	26
2016 Q2	$3.78M	Sell	139,999 -22,329	-14%	-$572K	0.68%	25
2016 Q1	$4.22M	Buy	+162,328	New	+$3.83M	0.72%	22
2015 Q2	–	Sell	-199,579	Closed	-$4.72M	–	31
2015 Q1	$4.72M	Sell	199,579 -99,616	-33%	-$2.45M	0.72%	26
2014 Q4	$7.44M	Buy	299,195 +55,514	+23%	+$1.33M	1.23%	25
2014 Q3	$5.51M	Buy	243,681 +66,803	+38%	+$1.54M	1.06%	27
2014 Q2	$4.22M	Buy	176,878 +162,414	+1,123%	+$3.71M	0.85%	26
2014 Q1	$322K	Buy	+14,464	New	+$303K	0.1%	35

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Astor Investment Management's FXU Position: Q3 2017 in Review

Astor Investment Management sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2017, closing a stake of 92,144 shares — an estimated $2.5M sold.

Astor Investment Management first reported a position in FXU in Q1 2014 and held it in 11 quarters. The position peaked at $7.44M in Q4 2014. 100 funds tracked by Wall St. Rank hold FXU as of Q3 2017.

Astor Investment Management reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Astor Investment Management sold 92,144 First Trust Utilities AlphaDEX Fund shares in Q3 2017, an estimated $2.5M.
Astor Investment Management first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2014 and held it in 11 quarters.
Astor Investment Management's First Trust Utilities AlphaDEX Fund position peaked at $7.44M in Q4 2014.
100 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2017.

Based on Astor Investment Management's 13F filing for Q3 2017, filed 3 Oct 2017.