Virtu Financial’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Virtu Financial’s Portfolio FXU Stock Details FXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-10,487	Closed	-$311K	–	1582
2019 Q3	$311K	Buy	+10,487	New	+$304K	0.02%	734
2019 Q2	–	Sell	-30,165	Closed	-$853K	–	1599
2019 Q1	$853K	Buy	+30,165	New	+$839K	0.05%	358
2018 Q4	–	Sell	-131,128	Closed	-$3.62M	–	1698
2018 Q3	$3.62M	Buy	+131,128	New	+$3.56M	0.22%	79
2018 Q2	–	Sell	-13,637	Closed	-$346K	–	2146
2018 Q1	$346K	Sell	13,637 -18,806	-58%	-$471K	0.02%	950
2017 Q4	$844K	Sell	32,443 -80,428	-71%	-$2.18M	0.04%	520
2017 Q3	$3.05M	Buy	+112,871	New	+$3.11M	0.15%	88
2017 Q2	–	Sell	-56,637	Closed	-$1.55M	–	434
2017 Q1	$1.55M	Buy	+56,637	New	+$1.54M	0.16%	100
2016 Q4	–	Sell	-55,008	Closed	-$1.43M	–	479
2016 Q3	$1.43M	Buy	+55,008	New	+$1.47M	0.24%	92
2016 Q2	–	Sell	-8,746	Closed	-$227K	–	434
2016 Q1	$227K	Buy	+8,746	New	+$207K	0.03%	344
2015 Q4	–	Sell	-62,536	Closed	-$1.42M	–	389
2015 Q3	$1.42M	Buy	62,536 +52,404	+517%	+$1.18M	0.18%	115
2015 Q2	$223K	Sell	10,132 -75,324	-88%	-$1.77M	0.02%	282
2015 Q1	$2.02M	Buy	+85,456	New	+$2.1M	0.22%	73
2014 Q4	–	Sell	-32,429	Closed	-$734K	–	328
2014 Q3	$734K	Buy	+32,429	New	+$746K	0.08%	154
2013 Q4	–	Sell	-45,745	Closed	-$910K	–	285
2013 Q3	$910K	Buy	45,745 +29,467	+181%	+$595K	0.09%	133
2013 Q2	$323K	Buy	+16,278	New	+$324K	0.03%	219

Other funds holding FXU

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.35B AUM 34.37% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Virtu Financial's FXU Position: Q4 2019 in Review

Virtu Financial sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q4 2019, closing a stake of 10,487 shares — an estimated $311K sold.

Virtu Financial first reported a position in FXU in Q2 2013 and held it in 15 quarters. The position peaked at $3.62M in Q3 2018. 104 funds tracked by Wall St. Rank hold FXU as of Q4 2019.

Virtu Financial reported no remaining First Trust Utilities AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Virtu Financial sold 10,487 First Trust Utilities AlphaDEX Fund shares in Q4 2019, an estimated $311K.
Virtu Financial first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and held it in 15 quarters.
Virtu Financial's First Trust Utilities AlphaDEX Fund position peaked at $3.62M in Q3 2018.
104 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2019.

Based on Virtu Financial's 13F filing for Q4 2019, filed 4 Feb 2020.