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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$631M -$25.6M -960,327 -4%
Morgan Stanley
2
Morgan Stanley
New York
$169M -$8.33M -312,139 -5%
Wells Fargo
3
Wells Fargo
California
$118M +$10.3M +384,313 +9%
RIG
4
RiverFront Investment Group
Virginia
$58.7M -$1.4M -52,570 -2%
UBS Group
5
UBS Group
Switzerland
$54.9M +$452K +16,951 +0.8%
Bank of America
6
Bank of America
North Carolina
$47.8M -$12.2M -458,890 -20%
RJA
7
Raymond James & Associates
Florida
$43.9M +$2.23M +83,654 +5%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$28.2M +$2.16M +80,909 +8%
HA
9
Hays Advisory
Tennessee
$26.4M -$773K -28,966 -3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$25.9M +$1.45M +54,311 +6%
MFS
11
MSI Financial Services
Massachusetts
$25.8M -$1.44M -53,790 -5%
Ameriprise
12
Ameriprise
Minnesota
$18M +$6.2M +232,214 +51%
NC
13
NewSquare Capital
Pennsylvania
$17.4M +$12.5M +468,150 +230%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$12.3M +$12.6M +472,427 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$11.7M -$1.19M -44,549 -9%
Stifel Financial
16
Stifel Financial
Missouri
$9.93M -$707K -26,478 -6%
LPL Financial
17
LPL Financial
California
$8.43M -$1.79M -66,925 -17%
TFA
18
Transamerica Financial Advisors
Florida
$7.71M +$2.08M +77,967 +36%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$7.2M +$5.24M +196,436 +241%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.5M -$1.85M -69,410 -22%
BTS
21
BB&T Securities
Virginia
$6.26M -$145K -5,433 -2%
TRCT
22
Tower Research Capital (TRC)
New York
$5.04M +$4.12M +154,288 +384%
SAM
23
SignalPoint Asset Management
Missouri
$3.92M +$2.8M +104,920 +227%
FHA
24
First Horizon Advisors
Tennessee
$3.62M -$501K -18,769 -12%
NA
25
NewEdge Advisors
Louisiana
$3.59M +$2.66M +99,646 +257%