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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.8M +$6.95M +179,438 +17%
LPL Financial
2
LPL Financial
California
$20.4M -$176K -4,552 -0.8%
Bank of America
3
Bank of America
North Carolina
$17.3M +$9.56M +246,768 +117%
Wells Fargo
4
Wells Fargo
California
$13.2M +$4.95M +127,595 +58%
Raymond James Financial
5
Raymond James Financial
Florida
$12.7M +$13M +336,279 New
CAG
6
Csenge Advisory Group
Florida
$12.4M +$185K +4,765 +1%
UBS Group
7
UBS Group
Switzerland
$9.17M -$564K -14,548 -6%
PCH
8
PGIM Custom Harvest
New Jersey
$8.37M -$487K -12,567 -5%
HI
9
Harbour Investments
Wisconsin
$8.11M -$163K -4,207 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.68M -$7.77M -200,441 -50%
Truist Financial
11
Truist Financial
North Carolina
$7.65M -$5.73M -147,825 -42%
DWA
12
Delos Wealth Advisors
Texas
$5.53M +$345K +8,901 +6%
Stifel Financial
13
Stifel Financial
Missouri
$3.55M +$91.1K +2,350 +3%
Osaic Holdings
14
Osaic Holdings
Arizona
$2.6M +$100K +2,579 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.26M +$1.33M +34,252 +135%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.14M -$467K -12,039 -18%
SPC
17
Sigma Planning Corp
Michigan
$1.63M +$207K +5,348 +14%
RAS
18
RPS Advisory Solutions
Kentucky
$1.63M +$1.67M +43,031 New
Citadel Advisors
19
Citadel Advisors
Florida
$1.51M +$558K +14,405 +57%
HPC
20
Hobart Private Capital
North Carolina
$1.49M +$1.53M +39,429 New
IWC
21
Integrated Wealth Concepts
Massachusetts
$1.41M -$52.6K -1,358 -4%
FFAS
22
FIG Financial Advisory Services
Oklahoma
$1.36M +$1.4M +36,065 New
Wealth Enhancement Advisory Services
23
Wealth Enhancement Advisory Services
Minnesota
$1.23M +$1.26M +32,561 New
MML Investors Services
24
MML Investors Services
Massachusetts
$1.08M -$79.6K -2,053 -7%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$1.02M +$362K +9,338 +53%