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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$330M -$154M -5,435,265 -29%
Morgan Stanley
2
Morgan Stanley
New York
$63.1M -$24.7M -870,748 -25%
Wells Fargo
3
Wells Fargo
California
$49.6M -$11.1M -392,282 -16%
Bank of America
4
Bank of America
North Carolina
$24.5M -$11.7M -411,956 -29%
UBS Group
5
UBS Group
Switzerland
$22.4M -$2.82M -99,645 -10%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$12.7M +$12.2K +431 +0.1%
RJA
7
Raymond James & Associates
Florida
$10.5M -$4.25M -150,073 -26%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.76M -$2.25M -79,479 -17%
Truist Financial
9
Truist Financial
North Carolina
$8.79M -$1.44M -50,812 -12%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$6.99M -$4.76M -167,941 -37%
LPL Financial
11
LPL Financial
California
$6.85M -$2.33M -82,040 -23%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$5.71M +$550K +19,393 +9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$5.57M +$128K +4,529 +2%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$4.99M -$1.09M -38,495 -16%
NC
15
NewSquare Capital
Pennsylvania
$4.91M -$13.7M -483,594 -71%
ODG
16
O'Dell Group
Ohio
$4.8M -$123K -4,356 -2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$3.95M +$3.23M +113,997 +243%
ASN
18
Advisory Services Network
Georgia
$3.94M +$159K +5,614 +4%
NA
19
NewEdge Advisors
Louisiana
$3.75M -$2.88M -101,687 -40%
COF
20
Capital One Financial
Virginia
$3.32M +$3.83M +135,158 New
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.31M -$1.63M -57,390 -30%
JAWM
22
J. Arnold Wealth Management
Ohio
$3.12M -$3.48M -122,664 -49%
GA
23
Gateway Advisory
New Jersey
$2.94M -$3.46M -122,192 -50%
Osaic Holdings
24
Osaic Holdings
Arizona
$2.93M +$3.4M +119,908 New
Stifel Financial
25
Stifel Financial
Missouri
$2.88M -$3.82M -134,819 -53%