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Capital One Financial’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Capital One Financial’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-13,157
Closed -$339K – 261
2020
Q2 		$339K Sell
13,157
-122,001
-90% -$3.21M 0.05% 224
2020
Q1 		$3.32M Buy
+135,158
New +$3.83M 0.54% 41

Other funds holding FXU

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
JAWM
J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
IAIM
International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Capital One Financial's FXU Position: Q3 2020 in Review

Capital One Financial sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2020, closing a stake of 13,157 shares — an estimated $339K sold.

Capital One Financial first reported a position in FXU in Q1 2020 and held it in 2 quarters. The position peaked at $3.32M in Q1 2020. 75 funds tracked by Wall St. Rank hold FXU as of Q3 2020.

  • Capital One Financial reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
  • Capital One Financial sold 13,157 First Trust Utilities AlphaDEX Fund shares in Q3 2020, an estimated $339K.
  • Capital One Financial first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2020 and held it in 2 quarters.
  • Capital One Financial's First Trust Utilities AlphaDEX Fund position peaked at $3.32M in Q1 2020.
  • 75 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2020.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.