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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53M +$3.99M +142,608 +8%
RIG
2
RiverFront Investment Group
Virginia
$37.4M -$1.52M -54,219 -4%
Wells Fargo
3
Wells Fargo
California
$24.6M +$1.38M +49,516 +6%
RJA
4
Raymond James & Associates
Florida
$15.7M -$569K -20,335 -3%
UBS Group
5
UBS Group
Switzerland
$13.4M +$2.91M +103,933 +26%
Bank of America
6
Bank of America
North Carolina
$10.1M +$5.65M +202,086 +116%
NCM
7
Niemann Capital Management
Nevada
$9.27M +$9.67M +345,951 New
HighTower Advisors
8
HighTower Advisors
Illinois
$6.51M +$207K +7,418 +3%
LPL Financial
9
LPL Financial
California
$6.42M +$2.94M +105,180 +78%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.45M +$262K +9,365 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.15M +$910K +32,567 +20%
WP
12
WealthSource Partners
California
$4.34M +$1.87M +66,821 +70%
Stifel Financial
13
Stifel Financial
Missouri
$4.25M -$4.02M -143,837 -48%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$3.87M +$388K +13,883 +11%
BTS
15
BB&T Securities
Virginia
$3.02M +$159K +5,700 +5%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.96M +$2.77M +99,250 +874%
SWM
17
Segment Wealth Management
Texas
$2.6M +$2.71M +96,950 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.54M +$2.2M +78,695 +485%
SMG
19
Smart Money Group
Texas
$2.4M -$484K -17,300 -16%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.33M +$1.27M +45,379 +109%
BFA
21
Brendel Financial Advisors
New Hampshire
$1.98M +$2.07M +73,954 New
CA
22
Cetera Advisors
Colorado
$1.81M +$1.9M +67,840 New
VBFP
23
Valtinson Bruner Financial Planning
Minnesota
$1.74M +$1.81M +64,893 New
PCM
24
Penserra Capital Management
California
$1.54M +$1.61M +57,601 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.24M +$974K +34,842 +300%