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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$551M +$10.2M +349,910 +2%
Morgan Stanley
2
Morgan Stanley
New York
$101M -$11.5M -395,213 -10%
Wells Fargo
3
Wells Fargo
California
$70.5M -$3.87M -133,452 -5%
Bank of America
4
Bank of America
North Carolina
$41.1M -$1.11M -38,320 -3%
UBS Group
5
UBS Group
Switzerland
$29.6M +$5.54M +190,811 +23%
NC
6
NewSquare Capital
Pennsylvania
$20M +$1.19M +40,935 +6%
RJA
7
Raymond James & Associates
Florida
$16.9M -$5.21M -179,724 -24%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$15.1M +$215K +7,413 +1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$13.9M -$13M -448,358 -48%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$13.2M +$2.18M +75,302 +20%
Truist Financial
11
Truist Financial
North Carolina
$11.9M +$11.9M +408,662 New
LPL Financial
12
LPL Financial
California
$10.5M +$366K +12,634 +4%
NA
13
NewEdge Advisors
Louisiana
$7.43M +$23.9K +823 +0.3%
Stifel Financial
14
Stifel Financial
Missouri
$7.37M -$1.1M -37,763 -13%
JAWM
15
J. Arnold Wealth Management
Ohio
$7.3M +$7.25M +249,875 New
GA
16
Gateway Advisory
New Jersey
$7.07M +$3.71M +127,786 +112%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$7.05M +$618K +21,315 +10%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.5M +$105K +3,625 +2%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$6.23M -$808K -27,868 -12%
ODG
20
O'Dell Group
Ohio
$5.84M +$336K +11,586 +6%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$5.61M +$66.2K +2,283 +1%
CONA
22
Capital One National Association
New York
$5.38M +$5.34M +184,088 New
ASN
23
Advisory Services Network
Georgia
$4.53M +$238K +8,209 +6%
HighTower Advisors
24
HighTower Advisors
Illinois
$3.99M -$107K -3,688 -3%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$3.21M -$658K -22,691 -17%