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Ladenburg Thalmann Financial Services’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$3.21M Sell
112,400
-22,691
-17% -$658K 0.02% 658
2019
Q3 		$4M Buy
135,091
+463
+0.3% +$13.4K 0.03% 543
2019
Q2 		$3.86M Buy
134,628
+94,075
+232% +$2.68M 0.03% 535
2019
Q1 		$1.15M Sell
40,553
-1,078
-3% -$30K 0.01% 1092
2018
Q4 		$1.11M Buy
41,631
+25,140
+152% +$703K 0.01% 976
2018
Q3 		$455K Sell
16,491
-24,365
-60% -$661K ﹤0.01% 1685
2018
Q2 		$1.04M Hold
40,856
– – 0.01% 1048
2018
Q1 		$1.04M Sell
40,856
-10,872
-21% -$273K 0.01% 1048
2017
Q4 		$1.35M Sell
51,728
-95,403
-65% -$2.59M 0.01% 894
2017
Q3 		$3.98M Buy
147,131
+18,286
+14% +$504K 0.04% 373
2017
Q2 		$3.55M Buy
128,845
+2,935
+2% +$81K 0.04% 383
2017
Q1 		$3.42M Buy
125,910
+43,758
+53% +$1.19M 0.04% 374
2016
Q4 		$2.13M Sell
82,152
-3,311
-4% -$85.8K 0.03% 491
2016
Q3 		$2.22M Buy
85,463
+17,535
+26% +$468K 0.03% 460
2016
Q2 		$1.76M Buy
67,928
+4,473
+7% +$115K 0.03% 514
2016
Q1 		$1.55M Buy
63,455
+47,646
+301% +$1.13M 0.03% 516
2015
Q4 		$354K Sell
15,809
-2,151
-12% -$48.8K 0.01% 1216
2015
Q3 		$407K Buy
17,960
+6,928
+63% +$156K 0.01% 1081
2015
Q2 		$243K Buy
11,032
+117
+1% +$2.74K ﹤0.01% 1468
2015
Q1 		$258K Buy
10,915
+1,942
+22% +$47.7K ﹤0.01% 1402
2014
Q4 		$223K Buy
8,973
+297
+3% +$7.11K ﹤0.01% 1350
2014
Q3 		$196K Buy
8,676
+4,240
+96% +$97.6K 0.01% 1229
2014
Q2 		$106K Buy
4,436
+408
+10% +$9.32K ﹤0.01% 1568
2014
Q1 		$90K Buy
4,028
+1,708
+74% +$35.8K ﹤0.01% 1566
2013
Q4 		$47K Buy
2,320
+19
+0.8% +$387 ﹤0.01% 1954
2013
Q3 		$46K Buy
2,301
+31
+1% +$626 ﹤0.01% 1878
2013
Q2 		$45K Buy
+2,270
New +$45.1K ﹤0.01% 1804

Other funds holding FXU

First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
NC
NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FXU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Utilities AlphaDEX Fund (FXU) stake by 17% in Q4 2019, selling an estimated $658K and leaving 112,400 shares worth $3.21M. The position accounts for 0.02% of the portfolio, ranked #658.

Ladenburg Thalmann Financial Services first reported a position in FXU in Q2 2013 and has held it in 27 quarters since. The position peaked at $4M in Q3 2019. 104 funds tracked by Wall St. Rank hold FXU as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 112,400 shares of First Trust Utilities AlphaDEX Fund worth $3.21M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 22,691 First Trust Utilities AlphaDEX Fund shares in Q4 2019, an estimated $658K.
  • First Trust Utilities AlphaDEX Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #658 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Utilities AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Utilities AlphaDEX Fund position peaked at $4M in Q3 2019.
  • 104 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.