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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$549M -$51.5M -1,778,106 -9%
Morgan Stanley
2
Morgan Stanley
New York
$114M +$4.06M +139,964 +4%
Wells Fargo
3
Wells Fargo
California
$75.5M +$995K +34,329 +1%
Bank of America
4
Bank of America
North Carolina
$42.9M +$5.16M +178,106 +14%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$27.4M +$6.72M +231,918 +33%
UBS Group
6
UBS Group
Switzerland
$24.4M -$6.07M -209,262 -20%
RJA
7
Raymond James & Associates
Florida
$22.5M -$3.33M -114,910 -13%
NC
8
NewSquare Capital
Pennsylvania
$19.1M +$950K +32,784 +5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$15.1M +$362K +12,474 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.2M -$5.5M -189,579 -33%
TC
11
Trilogy Capital
California
$10.7M +$10.6M +365,270 New
LPL Financial
12
LPL Financial
California
$10.3M +$807K +27,823 +9%
Stifel Financial
13
Stifel Financial
Missouri
$8.6M +$1.79M +61,815 +27%
SB
14
Suntrust Banks
Georgia
$8.13M -$98K -3,380 -1%
NA
15
NewEdge Advisors
Louisiana
$7.51M +$820K +28,297 +13%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$7.15M -$715K -24,651 -9%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$6.53M +$446K +15,378 +8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.49M -$3.03M -104,443 -32%
SAM
19
Shamrock Asset Management
Texas
$6.04M -$594K -20,491 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.63M -$182K -6,263 -3%
ODG
21
O'Dell Group
Ohio
$5.58M -$3.49M -120,477 -39%
WP
22
WealthSource Partners
California
$4.58M -$1.18M -40,796 -21%
ASN
23
Advisory Services Network
Georgia
$4.21M
HighTower Advisors
24
HighTower Advisors
Illinois
$4.15M -$6.74M -232,450 -62%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4M +$13.4K +463 +0.3%