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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$588M -$60M -2,312,299 -10%
Morgan Stanley
2
Morgan Stanley
New York
$151M -$21.8M -840,468 -13%
Wells Fargo
3
Wells Fargo
California
$103M -$18.1M -697,781 -15%
Bank of America
4
Bank of America
North Carolina
$44.3M -$4.81M -185,373 -10%
RIG
5
RiverFront Investment Group
Virginia
$40.1M -$19.8M -764,313 -34%
UBS Group
6
UBS Group
Switzerland
$37.2M -$18.8M -727,008 -34%
RJA
7
Raymond James & Associates
Florida
$33M -$11.8M -456,346 -27%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$26.1M -$1.9M -73,144 -7%
MFS
9
MSI Financial Services
Massachusetts
$23.2M -$3.31M -127,558 -13%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$19.4M -$7.16M -276,321 -28%
HA
11
Hays Advisory
Tennessee
$17.6M -$9.32M -359,348 -35%
NC
12
NewSquare Capital
Pennsylvania
$15M -$2.85M -110,065 -16%
Ameriprise
13
Ameriprise
Minnesota
$13.8M -$9.25M -356,603 -52%
Stifel Financial
14
Stifel Financial
Missouri
$9.5M -$718K -27,673 -7%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$9.5M -$3.04M -117,162 -25%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$9.44M -$2.53M -97,426 -22%
LPL Financial
17
LPL Financial
California
$7.19M -$1.73M -66,633 -20%
ODG
18
O'Dell Group
Ohio
$6.52M +$6.32M +243,817 New
BTS
19
BB&T Securities
Virginia
$6.26M
TFA
20
Transamerica Financial Advisors
Florida
$5.71M -$2.18M -83,921 -28%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$5.45M -$1.92M -73,936 -27%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$5.36M -$1.3M -50,259 -20%
TRCT
23
Tower Research Capital (TRC)
New York
$5.02M -$176K -6,776 -3%
Citadel Advisors
24
Citadel Advisors
Florida
$4.93M +$3.72M +143,571 +351%
NA
25
NewEdge Advisors
Louisiana
$3.67M -$53.4K -2,059 -1%