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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$700M -$92.7M -2,231,908 -12%
Morgan Stanley
2
Morgan Stanley
New York
$117M +$31.8M +766,848 +39%
Wells Fargo
3
Wells Fargo
California
$68.7M +$11.2M +270,130 +20%
LPL Financial
4
LPL Financial
California
$67.4M +$21.8M +524,892 +49%
Raymond James Financial
5
Raymond James Financial
Florida
$35M +$15.8M +381,462 +86%
Bank of America
6
Bank of America
North Carolina
$32.9M +$4.83M +116,367 +18%
NA
7
NewEdge Advisors
Louisiana
$22.9M +$3.13M +75,448 +16%
UBS Group
8
UBS Group
Switzerland
$21.7M +$9.84M +236,933 +86%
ASN
9
Advisory Services Network
Georgia
$20.3M -$38.5K -928 -0.2%
NC
10
NewSquare Capital
Pennsylvania
$19.9M +$274K +6,601 +1%
ODG
11
O'Dell Group
Ohio
$18.8M -$1M -24,189 -5%
RW
12
Rockport Wealth
Ohio
$15.6M +$15.3M +367,638 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$14.4M +$11.4M +274,201 +413%
Stifel Financial
14
Stifel Financial
Missouri
$13.9M +$3.95M +95,170 +41%
NP
15
Nilsine Partners
Colorado
$13.5M -$2.71M -65,253 -17%
Truist Financial
16
Truist Financial
North Carolina
$12.9M +$9.46M +227,903 +301%
BEI
17
Benjamin Edwards Inc
Missouri
$12.5M +$2.49M +60,068 +26%
VAS
18
Vestmark Advisory Solutions
Massachusetts
$11.4M +$9.03M +217,451 +413%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$11.3M +$4.98M +119,880 +82%
BHWA
20
Beacon Harbor Wealth Advisors
Virginia
$11.2M +$10.9M +263,189 New
CAG
21
Csenge Advisory Group
Florida
$10.1M -$51.9K -1,250 -0.5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$9.46M +$5.03M +121,235 +119%
PCH
23
PGIM Custom Harvest
New Jersey
$8.38M -$192K -4,615 -2%
Two Sigma Investments
24
Two Sigma Investments
New York
$8.17M +$1.6M +38,600 +25%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$6.95M +$1.33M +31,955 +24%